# Bruce Wood Capital, LLC

> Bruce Wood Capital, LLC is a state-registered investment advisory firm in Mequon, WI, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated July 8, 2026.

- CRD: 331360
- Filed as: BRUCE WOOD CAPITAL, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Mequon, WI
- Filing period: October 2026
- Form ADV filing dated: July 8, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/331360
- AdvisorCensus page: https://advisorcensus.com/firm/bruce-wood-capital-llc-mequon-wi-331360

## Quick answers

**How is Bruce Wood Capital, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Bruce Wood Capital, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees.

**Where is Bruce Wood Capital, LLC located?**
Bruce Wood Capital, LLC's principal office is in Mequon, WI, according to its Form ADV.

**Is Bruce Wood Capital, LLC registered with the SEC or a state?**
Bruce Wood Capital, LLC is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 331360.

**How much does Bruce Wood Capital, LLC manage?**
Bruce Wood Capital, LLC reports $14,700,000 in regulatory assets under management in its Form ADV filing dated July 8, 2026 (100% discretionary).

**What types of clients does Bruce Wood Capital, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (20); investment companies (1).

**Does Bruce Wood Capital, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/331360

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $14,700,000
- Discretionary: $14,700,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 20 | $12,000,000 |
| Investment companies | 1 | $2,700,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2025 (1 year)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- brucewoodcapital.com
- Facebook @brucewoodcap
- Instagram @brucewoodcap
- LinkedIn @bruce-wood-capital
- X @Brucewoodcap

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Bruce Wood Capital, LLC (CRD 331360): Form ADV filing data as of October 2026.