# Bruce G. Allen Investments, LLC

> Bruce G. Allen Investments, LLC is an SEC-registered investment advisory firm in Denver, CO, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 287859
- Filed as: BRUCE G. ALLEN INVESTMENTS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Denver, CO
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/287859
- AdvisorCensus page: https://advisorcensus.com/firm/bruce-g-allen-investments-llc-denver-co-287859

## Quick answers

**How is Bruce G. Allen Investments, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Bruce G. Allen Investments, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Bruce G. Allen Investments, LLC charge?**
Its Form ADV Part 2A brochure dated March 27, 2026 states: Hourly rate: $550 an hour (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Bruce G. Allen Investments, LLC located?**
Bruce G. Allen Investments, LLC's principal office is in Denver, CO, according to its Form ADV.

**Is Bruce G. Allen Investments, LLC registered with the SEC or a state?**
Bruce G. Allen Investments, LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 287859.

**How much does Bruce G. Allen Investments, LLC manage?**
Bruce G. Allen Investments, LLC reports $258,147,622 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (99% discretionary).

**How have Bruce G. Allen Investments, LLC's assets and staff changed since 2021?**
In the Form ADV data for Bruce G. Allen Investments, LLC: Regulatory assets under management: $186,890,980 in the October 2021 data and $258,147,622 in the October 2026 data, up 38%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Bruce G. Allen Investments, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (74); individuals (other than high net worth individuals) (57); charitable organizations (1).

**Which custodians does Bruce G. Allen Investments, LLC use?**
Bruce G. Allen Investments, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Bruce G. Allen Investments, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/287859

**What changed in Bruce G. Allen Investments, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $219,011,494 to $258,147,622 (+18%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 27, 2026)

- Hourly rate: $550 an hour (financial planning services)

> Upon termination, fees will be prorated to the date of termination, and any unearned portion of the fee will be refunded to you based on an hourly rate of $550.00.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $258,147,622
- Discretionary: $255,056,067
- Non-discretionary: $3,091,555

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 57 | $28,861,121 |
| High net worth individuals | 74 | $227,151,282 |
| Charitable organizations | 1 | $2,135,219 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2017 (9 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, NE, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- brucegalleninvestments.com
- LinkedIn @bruce-allen-b6986714

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $186,890,980 | 2 | March 3, 2021 |
| October 2022 | $185,959,945 | 2 | March 30, 2022 |
| October 2023 | $186,014,919 | 2 | March 3, 2023 |
| October 2024 | $210,514,027 | 2 | March 27, 2024 |
| October 2025 | $219,011,494 | 2 | July 21, 2025 |
| October 2026 | $258,147,622 | 2 | March 27, 2026 |

Regulatory assets under management: $186,890,980 in the October 2021 data and $258,147,622 in the October 2026 data, up 38%.
Total employees: 2 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $219,011,494 to $258,147,622 (+18%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Bruce G. Allen Investments, LLC (CRD 287859): Form ADV filing data as of October 2026.