# Broxton Capital Advisors

> Broxton Capital Advisors is a state-registered investment advisory firm in Old San Juan, PR, registered since 2012, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated April 22, 2026.

- CRD: 136914
- Filed as: BROXTON CAPITAL ADVISORS
- Legal name: Broxton Capital Advisors LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Old San Juan, PR
- Filing period: October 2026
- Form ADV filing dated: April 22, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/136914
- AdvisorCensus page: https://advisorcensus.com/firm/broxton-capital-advisors-old-san-juan-pr-136914

## Quick answers

**How is Broxton Capital Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Broxton Capital Advisors reports these compensation arrangements: a percentage of assets under its management.

**Where is Broxton Capital Advisors located?**
Broxton Capital Advisors' principal office is in Old San Juan, PR, according to its Form ADV.

**Is Broxton Capital Advisors registered with the SEC or a state?**
Broxton Capital Advisors is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 136914.

**How much does Broxton Capital Advisors manage?**
Broxton Capital Advisors reports $28,983,310 in regulatory assets under management in its Form ADV filing dated April 22, 2026 (89% discretionary).

**What types of clients does Broxton Capital Advisors serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (42); high net worth individuals (14).

**Does Broxton Capital Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/136914

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $28,983,310
- Discretionary: $25,841,968
- Non-discretionary: $3,141,342

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 42 | $5,104,267 |
| High net worth individuals | 14 | $23,879,043 |
| Charitable organizations | Fewer than 5 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2012 (14 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, PR
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- broxtoncapital.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Broxton Capital Advisors (CRD 136914): Form ADV filing data as of October 2026.