{ "crd_number": 111231, "slug": "brown-brothers-harriman-mutual-fund-advisory-department-new-york-ny-111231", "primary_business_name": "BROWN BROTHERS HARRIMAN MUTUAL FUND ADVISORY DEPARTMENT", "legal_name": "BROWN BROTHERS HARRIMAN & CO.", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2001-05-30", "years_registered": 25, "period": "2026-10-01", "filing_date": "2026-03-30", "carried_forward": false, "raum_total": 7152290266.0, "raum_discretionary": 7152290266.0, "raum_non_discretionary": 0.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 48, "advisory_employees": 25, "client_count_bucket": null, "clients_by_type": { "investment_companies": { "raum": 6795857336.0, "count": 6 }, "pooled_investment_vehicles": { "raum": 356432930.0, "count": 1 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_investment_companies", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "NY" ], "websites": [], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/111231", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/brown-brothers-harriman-mutual-fund-advisory-department-new-york-ny-111231", "display_name": "Brown Brothers Harriman Mutual Fund Advisory Department", "summary": "Brown Brothers Harriman Mutual Fund Advisory Department is an SEC-registered investment advisory firm in New York, NY, registered since 2001, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.", "citation": "AdvisorCensus. Brown Brothers Harriman Mutual Fund Advisory Department (CRD 111231): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for investment companies (and business development companies)", "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Brown Brothers Harriman Mutual Fund Advisory Department compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Brown Brothers Harriman Mutual Fund Advisory Department reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Brown Brothers Harriman Mutual Fund Advisory Department located?", "a": "Brown Brothers Harriman Mutual Fund Advisory Department's principal office is in New York, NY, according to its Form ADV." }, { "q": "Is Brown Brothers Harriman Mutual Fund Advisory Department registered with the SEC or a state?", "a": "Brown Brothers Harriman Mutual Fund Advisory Department is an SEC-registered investment advisory firm, registered since 2001. Status as filed: Approved. CRD 111231." }, { "q": "How much does Brown Brothers Harriman Mutual Fund Advisory Department manage?", "a": "Brown Brothers Harriman Mutual Fund Advisory Department reports $7,152,290,266 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary)." }, { "q": "How have Brown Brothers Harriman Mutual Fund Advisory Department's assets and staff changed since 2021?", "a": "In the Form ADV data for Brown Brothers Harriman Mutual Fund Advisory Department: Regulatory assets under management: $18,128,696,129 in the October 2021 data and $7,152,290,266 in the October 2026 data, down 61%. Total employees: 69 in October 2021 and 48 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Brown Brothers Harriman Mutual Fund Advisory Department serve?", "a": "By number of clients on Form ADV Item 5.D: investment companies (6); pooled investment vehicles (other than investment companies and business development companies) (1)." }, { "q": "Does Brown Brothers Harriman Mutual Fund Advisory Department report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/111231" }, { "q": "What changed in Brown Brothers Harriman Mutual Fund Advisory Department's recent Form ADV filings?", "a": "In the March 2026 filing data: Employees performing advisory functions went from 44 to 25. Regulatory assets under management went from $24,917,256,923 to $7,152,290,266 (-71%). Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 18128696129.0, "total_employees": 69, "filing_date": "2021-08-06" }, { "period": "2022-10-01", "regulatory_assets_under_management": 24286515243.0, "total_employees": 70, "filing_date": "2022-04-22" }, { "period": "2023-10-01", "regulatory_assets_under_management": 18167355362.0, "total_employees": 67, "filing_date": "2023-03-23" }, { "period": "2024-10-01", "regulatory_assets_under_management": 20611552769.0, "total_employees": 74, "filing_date": "2024-03-25" }, { "period": "2025-10-01", "regulatory_assets_under_management": 24917256923.0, "total_employees": 71, "filing_date": "2025-02-11" }, { "period": "2026-10-01", "regulatory_assets_under_management": 7152290266.0, "total_employees": 48, "filing_date": "2026-03-30" } ], "recent_changes": [ { "period": "2026-03-01", "period_label": "March 2026", "notes": [ "Employees performing advisory functions went from 44 to 25.", "Regulatory assets under management went from $24,917,256,923 to $7,152,290,266 (-71%).", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/brown-brothers-harriman-mutual-fund-advisory-department-new-york-ny-111231.md", "clients": [ { "type": "investment_companies", "label": "Investment companies", "count": 6, "fewer_than_5": false, "raum": 6795857336.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 1, "fewer_than_5": false, "raum": 356432930.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/111231", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }