# Brown & Associates

> Brown & Associates is a state-registered investment advisory firm, registered since 1996, with no regulatory assets under management reported in its Form ADV filing dated March 24, 2026.

- CRD: 116433
- Filed as: BROWN & ASSOCIATES
- Legal name: Robert Louis Brown, JR./DBA Brown & Associates
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Arkansas
- Filing period: October 2026
- Form ADV filing dated: March 24, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/116433
- AdvisorCensus page: https://advisorcensus.com/firm/brown-and-associates-116433

## Quick answers

**How is Brown & Associates compensated?**
On its Form ADV (Item 5.E, October 2026), Brown & Associates reports these compensation arrangements: a percentage of assets under its management.

**Is Brown & Associates registered with the SEC or a state?**
Brown & Associates is a state-registered investment advisory firm, registered since 1996. Status as filed: APPROVED. CRD 116433.

**Does Brown & Associates report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/116433

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Advisory services (Item 5.G)
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 1996 (30 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AR
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Brown & Associates (CRD 116433): Form ADV filing data as of October 2026.