# Broomfield Advisory & Management

> Broomfield Advisory & Management is a state-registered investment advisory firm in San Francisco, CA, registered since 2009, with no regulatory assets under management reported in its Form ADV filing dated June 8, 2026.

- CRD: 149434
- Filed as: BROOMFIELD ADVISORY & MANAGEMENT
- Legal name: Broomfield, Theodore Samuel
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: San Francisco, CA
- Filing period: October 2026
- Form ADV filing dated: June 8, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/149434
- AdvisorCensus page: https://advisorcensus.com/firm/broomfield-advisory-and-management-san-francisco-ca-149434

## Quick answers

**How is Broomfield Advisory & Management compensated?**
On its Form ADV (Item 5.E, October 2026), Broomfield Advisory & Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; subscription fees (for a newsletter or periodical); fixed fees (other than subscription fees); other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Broomfield Advisory & Management located?**
Broomfield Advisory & Management's principal office is in San Francisco, CA, according to its Form ADV.

**Is Broomfield Advisory & Management registered with the SEC or a state?**
Broomfield Advisory & Management is a state-registered investment advisory firm, registered since 2009. Status as filed: APPROVED. CRD 149434.

**Does Broomfield Advisory & Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/149434

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)
- Other

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 0 | $0 |
| Other investment advisers | Not reported | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Security ratings or pricing services
- Other

### Firm details
- Registered since: 2009 (17 years)
- Employees: 1 total, 0 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Broomfield Advisory & Management (CRD 149434): Form ADV filing data as of October 2026.