# Brookwood Investment Group > Brookwood Investment Group is an SEC-registered investment advisory firm in Phoenix, AZ, registered since 2021, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026. - CRD: 316544 - Filed as: BROOKWOOD INVESTMENT GROUP - Legal name: Brookwood Investment Group LLC - Also doing business as: APO FINANCIAL, BLACK WEALTH FINANCIAL, BREESE FINANCIAL GROUP, BURGESSER WEALTH MANAGEMENT, CK WEALTH MANAGEMENT GROUP, COMPASS WEALTH STRATEGIES, CONSORTIUM OF WEALTH ADVISORS, DOVETAIL CAPITAL MANAGEMENT LLC, EHILL FINANCIAL GROUP, EVANS FINANCIAL GROUP, FOCAL POINT FINANCIAL SERVICES, HEARTFELT FINANCIAL SOLUTIONS, LLC, INNOVATIVE PLANNING PARTNERS, JNORTH FINANCIAL, LAUREL WEALTH SOLUTIONS, LIVE LIFE WELL FINANCIAL, MARTIN SHAPIRO FINANCIAL SERVICES, METROKAS-KAMISON ASSOCIATES, NEW CENTURY CAPITAL MANAGEMENT, NICOLAYSEN WEALTH PARTNERS, NVISION WEALTH, REDWOOD PRIVATE WEALTH, STRATEGIC ASSET MANAGEMENT, STRATEGIC ASSET PRESERVATION, INC., THE RETIREMENT ASSET MANAGEMENT GROUP, TRAKAS FINANCIAL, VET WEALTH, YATRA WEALTH DESIGN, YOUR FINANCIAL PLANNER - Registration: SEC-registered investment adviser (status as filed: Approved) - Location: Phoenix, AZ - Filing period: October 2026 - Form ADV filing dated: March 31, 2026 - SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/316544 - AdvisorCensus page: https://advisorcensus.com/firm/brookwood-investment-group-phoenix-az-316544 ## Quick answers **How is Brookwood Investment Group compensated?** On its Form ADV (Item 5.E, October 2026), Brookwood Investment Group reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). **Where is Brookwood Investment Group located?** Brookwood Investment Group's principal office is in Phoenix, AZ, according to its Form ADV; the April 2026 filing also lists 5 other offices (Schedule D, Section 1.F). **Is Brookwood Investment Group registered with the SEC or a state?** Brookwood Investment Group is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 316544. **How much does Brookwood Investment Group manage?** Brookwood Investment Group reports $1,252,366,250 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (99% discretionary). **How have Brookwood Investment Group's assets and staff changed since 2022?** In the Form ADV data for Brookwood Investment Group: Regulatory assets under management: $0 in the October 2022 data and $1,252,366,250 in the October 2026 data. Total employees: 2 in October 2022 and 24 in October 2026. Assets under management move with markets as well as with clients coming and going. **What types of clients does Brookwood Investment Group serve?** By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (3,290); high net worth individuals (210); corporations or other businesses not listed above (5). **Which custodians does Brookwood Investment Group use?** Brookwood Investment Group's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets. **Does Brookwood Investment Group report any disciplinary disclosures?** Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/316544 **Does Brookwood Investment Group state an account minimum?** Its Form ADV Part 2A brochure dated March 31, 2026 says: "Brookwood does not generally require a minimum asset level for investment services, but may at its own discretion decline to provide investment advisory services." **What changed in Brookwood Investment Group's recent Form ADV filings?** In the April 2026 filing data: No longer lists the business name The Alchemists. No longer lists the business name Nvision. Added the business name The Retirement Asset Management Group. Added the business name Heartfelt Financial Solutions, LLC. Added the business name Martin Shapiro Financial Services. Added the business name New Century Capital Management. Added the business name Focal Point Financial Services. Added the business name Consortium of Wealth Advisors. Added the business name Metrokas-Kamison Associates. Added the business name Strategic Asset Management. Added the business name Nicolaysen Wealth Partners. Added the business name Compass Wealth Strategies. Added the business name Live Life Well Financial. Added the business name Your Financial Planner. Added the business name Breese Financial Group. Added the business name Black Wealth Financial. Added the business name Evans Financial Group. Added the business name Ehill Financial Group. Added the business name Trakas Financial. Added the business name Jnorth Financial. Added the business name Nvision Wealth. Added the business name VET Wealth. Employees performing advisory functions went from 24 to 22. Regulatory assets under management went from $1,064,198,265 to $1,252,366,250 (+18%). Registered or notice-filed in AK, AL, AR, DC, HI, KY, ME, MT, NE, NM, OK, UT, WA, WI. Updated its list of owners and control persons (Schedule A). ## From the Form ADV filing ### Compensation (Item 5.E) - A percentage of assets under your management - Hourly charges - Fixed fees (other than subscription fees) ### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026) - Account minimum: None (the brochure says it may be waived or negotiated) > Brookwood does not generally require a minimum asset level for investment services, but may at its own discretion decline to provide investment advisory services. As stated in the firm's brochure. Fees can differ by service and may be negotiable. ### Custodians (Schedule D, Section 5.K(3)) - Charles Schwab & Co., Inc. Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian. ### Regulatory assets under management (Item 5.F) - Total: $1,252,366,250 - Discretionary: $1,234,968,989 - Non-discretionary: $17,397,261 ### Clients (Item 5.D) | Client type | Clients | Assets | | --- | --- | --- | | Individuals (other than high net worth individuals) | 3,290 | $791,644,823 | | High net worth individuals | 210 | $460,298,924 | | Charitable organizations | 1 | $57,375 | | Corporations or other businesses not listed above | 5 | $365,128 | ### Advisory services (Item 5.G) - Financial planning services - Portfolio management for individuals and/or small businesses - Pension consulting services - Selection of other advisers (including private fund managers) - Educational seminars/workshops ### Firm details - Registered since: 2021 (4 years) - Employees: 24 total, 22 performing advisory functions - Wrap fee program participation: No - States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI - Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11. ### Other offices (Schedule D, Section 1.F), as of the April 2026 filing - Beverly Hills, CA - Newport Beach, CA - Tempe, AZ - Warick, RI - Westminster, CO ### Websites listed on Form ADV (Item 1.I) - brookwoodinvestmentgroup.com - ckwmg.com - tmannfinancial.com - yatrawealthdesign.com/investment-management ## Assets and staff over time | Data period | Regulatory assets under management | Employees | Filing dated | | --- | --- | --- | --- | | October 2022 | $0 | 2 | March 31, 2022 | | October 2023 | $0 | 18 | September 12, 2023 | | October 2024 | $689,082,702 | 18 | July 23, 2024 | | October 2025 | $1,064,198,265 | 24 | July 16, 2025 | | October 2026 | $1,252,366,250 | 24 | March 31, 2026 | Regulatory assets under management: $0 in the October 2022 data and $1,252,366,250 in the October 2026 data. Total employees: 2 in October 2022 and 24 in October 2026. ## Changes in the filing (last 12 months) ### April 2026 - No longer lists the business name The Alchemists. - No longer lists the business name Nvision. - Added the business name The Retirement Asset Management Group. - Added the business name Heartfelt Financial Solutions, LLC. - Added the business name Martin Shapiro Financial Services. - Added the business name New Century Capital Management. - Added the business name Focal Point Financial Services. - Added the business name Consortium of Wealth Advisors. - Added the business name Metrokas-Kamison Associates. - Added the business name Strategic Asset Management. - Added the business name Nicolaysen Wealth Partners. - Added the business name Compass Wealth Strategies. - Added the business name Live Life Well Financial. - Added the business name Your Financial Planner. - Added the business name Breese Financial Group. - Added the business name Black Wealth Financial. - Added the business name Evans Financial Group. - Added the business name Ehill Financial Group. - Added the business name Trakas Financial. - Added the business name Jnorth Financial. - Added the business name Nvision Wealth. - Added the business name VET Wealth. - Employees performing advisory functions went from 24 to 22. - Regulatory assets under management went from $1,064,198,265 to $1,252,366,250 (+18%). - Registered or notice-filed in AK, AL, AR, DC, HI, KY, ME, MT, NE, NM, OK, UT, WA, WI. - Updated its list of owners and control persons (Schedule A). ## Source Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Brookwood Investment Group (CRD 316544): Form ADV filing data as of October 2026.