# Brookwood Advisors, LLC

> Brookwood Advisors, LLC is an SEC-registered investment advisory firm in Beverly, MA, registered since 2026, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated May 7, 2026.

- CRD: 338550
- Filed as: BROOKWOOD ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Beverly, MA
- Filing period: October 2026
- Form ADV filing dated: May 7, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/338550
- AdvisorCensus page: https://advisorcensus.com/firm/brookwood-advisors-llc-beverly-ma-338550

## Quick answers

**How is Brookwood Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Brookwood Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**What does Brookwood Advisors, LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated May 7, 2026 states: Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Brookwood Advisors, LLC located?**
Brookwood Advisors, LLC's principal office is in Beverly, MA, according to its Form ADV.

**Is Brookwood Advisors, LLC registered with the SEC or a state?**
Brookwood Advisors, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 338550.

**How much does Brookwood Advisors, LLC manage?**
Brookwood Advisors, LLC reports $964,497,094 in regulatory assets under management in its Form ADV filing dated May 7, 2026 (100% discretionary).

**What types of clients does Brookwood Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (6).

**Does Brookwood Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/338550

**What changed in Brookwood Advisors, LLC's recent Form ADV filings?**
In the June 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated May 7, 2026)

- Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states)

> Brookwood generally is entitled to a management fee (on an annualized basis) of up to 1.5 percent of the aggregate capital commitments by investors to the applicable Fund.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $964,497,094
- Discretionary: $964,497,094
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 6 | $964,497,094 |
| Corporations or other businesses not listed above | Not reported | $0 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2026 (0 years)
- Employees: 5 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Changes in the filing (last 12 months)

### June 2026
- Updated its list of owners and control persons (Schedule A).

### February 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Brookwood Advisors, LLC (CRD 338550): Form ADV filing data as of October 2026.