{ "crd_number": 338550, "slug": "brookwood-advisors-llc-beverly-ma-338550", "primary_business_name": "BROOKWOOD ADVISORS, LLC", "legal_name": "BROOKWOOD ADVISORS, LLC", "dbas": [], "city": "Beverly", "state": "MA", "country": "United States", "cbsa_code": "14460", "metro": { "cbsa_code": "14460", "common_name": "Boston", "msa_name": "Boston-Cambridge-Newton, MA-NH", "path": "/advisors/ma/boston" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2026-01-07", "years_registered": 0, "period": "2026-10-01", "filing_date": "2026-05-07", "carried_forward": false, "raum_total": 964497094.0, "raum_discretionary": 964497094.0, "raum_non_discretionary": 0.0, "raum_band": "500m_1b", "raum_band_label": "$500 million to $1 billion", "total_employees": 5, "advisory_employees": 3, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 964497094.0, "count": 6 }, "corporations_other_businesses": { "raum": 0.0, "count": null } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "MA" ], "websites": [], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/338550", "city_as_filed": "BEVERLY", "url": "https://advisorcensus.com/firm/brookwood-advisors-llc-beverly-ma-338550", "display_name": "Brookwood Advisors, LLC", "summary": "Brookwood Advisors, LLC is an SEC-registered investment advisory firm in Beverly, MA, registered since 2026, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated May 7, 2026.", "citation": "AdvisorCensus. Brookwood Advisors, LLC (CRD 338550): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Brookwood Advisors, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Brookwood Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "What does Brookwood Advisors, LLC's brochure say about its fees?", "a": "Its Form ADV Part 2A brochure dated May 7, 2026 states: Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is Brookwood Advisors, LLC located?", "a": "Brookwood Advisors, LLC's principal office is in Beverly, MA, according to its Form ADV." }, { "q": "Is Brookwood Advisors, LLC registered with the SEC or a state?", "a": "Brookwood Advisors, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 338550." }, { "q": "How much does Brookwood Advisors, LLC manage?", "a": "Brookwood Advisors, LLC reports $964,497,094 in regulatory assets under management in its Form ADV filing dated May 7, 2026 (100% discretionary)." }, { "q": "What types of clients does Brookwood Advisors, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (6)." }, { "q": "Does Brookwood Advisors, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/338550" }, { "q": "What changed in Brookwood Advisors, LLC's recent Form ADV filings?", "a": "In the June 2026 filing data: Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [], "recent_changes": [ { "period": "2026-06-01", "period_label": "June 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-02-01", "period_label": "February 2026", "notes": [ "Newly registered with the SEC." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated May 7, 2026", "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": "1.5% of assets a year", "account_minimum": null, "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "figures": [ { "label": "Asset-based fee", "statements": [ "Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states)" ], "quotes": [ "Brookwood generally is entitled to a management fee (on an annualized basis) of up to 1.5 percent of the aggregate capital commitments by investors to the applicable Fund." ] } ], "quotes": [ "Brookwood generally is entitled to a management fee (on an annualized basis) of up to 1.5 percent of the aggregate capital commitments by investors to the applicable Fund." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/brookwood-advisors-llc-beverly-ma-338550.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 6, "fewer_than_5": false, "raum": 964497094.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": null, "fewer_than_5": false, "raum": 0.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/338550", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }