# Brooks Wealth Management

> Brooks Wealth Management is a state-registered investment advisory firm in Westlake Village, CA, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated August 13, 2026.

- CRD: 332237
- Filed as: BROOKS WEALTH MANAGEMENT
- Legal name: Brooks Wealth Management LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Westlake Village, CA
- Filing period: October 2026
- Form ADV filing dated: August 13, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/332237
- AdvisorCensus page: https://advisorcensus.com/firm/brooks-wealth-management-westlake-village-ca-332237

## Quick answers

**How is Brooks Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), Brooks Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Brooks Wealth Management located?**
Brooks Wealth Management's principal office is in Westlake Village, CA, according to its Form ADV.

**Is Brooks Wealth Management registered with the SEC or a state?**
Brooks Wealth Management is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 332237.

**How much does Brooks Wealth Management manage?**
Brooks Wealth Management reports $10,500,000 in regulatory assets under management in its Form ADV filing dated August 13, 2026 (100% discretionary).

**What types of clients does Brooks Wealth Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (16); high net worth individuals (7).

**Does Brooks Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/332237

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $10,500,000
- Discretionary: $10,500,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 16 | $3,400,000 |
| High net worth individuals | 7 | $7,100,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters

### Firm details
- Registered since: 2024 (2 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- brookswealthmanagement.com
- Facebook @Brooks-Wealth-Management
- Instagram @scottbrooks.advisor
- LinkedIn @brooks-wealth-management
- LinkedIn @scott-brooks-cfp®-a0605b16a
- TikTok @scottbrooksadvisor
- X @ScottBrooksCFP
- YouTube @ScottBrooksAdvisor

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Brooks Wealth Management (CRD 332237): Form ADV filing data as of October 2026.