# Brooks, Moore & Associates, Inc.

> Brooks, Moore & Associates, Inc. is an SEC-registered investment advisory firm in Chattanooga, TN, registered since 1986, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 29, 2026.

- CRD: 105716
- Filed as: BROOKS, MOORE & ASSOCIATES, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Chattanooga, TN
- Filing period: October 2026
- Form ADV filing dated: March 29, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/105716
- AdvisorCensus page: https://advisorcensus.com/firm/brooks-moore-and-associates-inc-chattanooga-tn-105716

## Quick answers

**How is Brooks, Moore & Associates, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Brooks, Moore & Associates, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Brooks, Moore & Associates, Inc. located?**
Brooks, Moore & Associates, Inc.'s principal office is in Chattanooga, TN, according to its Form ADV.

**Is Brooks, Moore & Associates, Inc. registered with the SEC or a state?**
Brooks, Moore & Associates, Inc. is an SEC-registered investment advisory firm, registered since 1986. Status as filed: Approved. CRD 105716.

**How much does Brooks, Moore & Associates, Inc. manage?**
Brooks, Moore & Associates, Inc. reports $348,861,070 in regulatory assets under management in its Form ADV filing dated March 29, 2026 (98% discretionary).

**How have Brooks, Moore & Associates, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Brooks, Moore & Associates, Inc.: Regulatory assets under management: $263,766,751 in the October 2021 data and $348,861,070 in the October 2026 data, up 32%. Total employees: 6 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Brooks, Moore & Associates, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (95); individuals (other than high net worth individuals) (70); corporations or other businesses not listed above (12).

**Which custodians does Brooks, Moore & Associates, Inc. use?**
Brooks, Moore & Associates, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., First Horizon National Association and Regions Bank as custodians holding 10% or more of its separately managed account assets.

**Does Brooks, Moore & Associates, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/105716

**Does Brooks, Moore & Associates, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated March 29, 2026 says: "In general, a minimum of $250,000 is required to open an advisory account. At our discretion, we may waive the minimum account size."

**What changed in Brooks, Moore & Associates, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $314,335,660 to $348,861,070 (+11%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 29, 2026)

- Account minimum: $250,000 (the brochure says it may be waived or negotiated)

> In general, a minimum of $250,000 is required to open an advisory account. At our discretion, we may waive the minimum account size.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- First Horizon National Association
- Regions Bank

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $348,861,070
- Discretionary: $342,428,106
- Non-discretionary: $6,432,964

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 70 | $24,216,061 |
| High net worth individuals | 95 | $282,331,677 |
| Charitable organizations | Fewer than 5 | $7,296,756 |
| Corporations or other businesses not listed above | 12 | $35,016,576 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 1986 (40 years)
- Employees: 5 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, GA, TN
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- brooksmoore.net

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $263,766,751 | 6 | March 30, 2021 |
| October 2022 | $296,418,951 | 6 | March 30, 2022 |
| October 2023 | $268,112,683 | 6 | March 31, 2023 |
| October 2024 | $285,520,661 | 6 | March 29, 2024 |
| October 2025 | $314,335,660 | 6 | March 28, 2025 |
| October 2026 | $348,861,070 | 5 | March 29, 2026 |

Regulatory assets under management: $263,766,751 in the October 2021 data and $348,861,070 in the October 2026 data, up 32%.
Total employees: 6 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $314,335,660 to $348,861,070 (+11%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Brooks, Moore & Associates, Inc. (CRD 105716): Form ADV filing data as of October 2026.