{ "crd_number": 145475, "slug": "brookmont-capital-management-dallas-tx-145475", "primary_business_name": "BROOKMONT CAPITAL MANAGEMENT", "legal_name": "BROOKMONT CAPITAL MANAGEMENT, LLC", "dbas": [], "city": "Dallas", "state": "TX", "country": "United States", "cbsa_code": "19100", "metro": { "cbsa_code": "19100", "common_name": "Dallas", "msa_name": "Dallas-Fort Worth-Arlington, TX", "path": "/advisors/tx/dallas" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2007-11-15", "years_registered": 18, "period": "2026-10-01", "filing_date": "2026-03-30", "carried_forward": false, "raum_total": 910455766.0, "raum_discretionary": 910455766.0, "raum_non_discretionary": 0.0, "raum_band": "500m_1b", "raum_band_label": "$500 million to $1 billion", "total_employees": 4, "advisory_employees": 4, "client_count_bucket": null, "clients_by_type": { "other": { "raum": 431383440.0, "count": 9, "description": "TAMPS, SMAS AND WRAP FEE PROGRAMS" }, "charitable": { "raum": 20327589.0, "count": 6 }, "investment_companies": { "raum": 177872547.0, "count": 2 }, "high_net_worth_individuals": { "raum": 176656034.0, "count": 47 }, "pooled_investment_vehicles": { "raum": 104216156.0, "count": 1 } }, "compensation_types": [ "other", "percentage_of_aum" ], "advisory_activities": [ "other", "periodicals_newsletters", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "portfolio_management_investment_companies", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": true, "disclosure_yes_count": 0, "states_registered": [ "AL", "AR", "CA", "FL", "GA", "IL", "KY", "LA", "MA", "MD", "ME", "MO", "NC", "NV", "PA", "TN", "TX" ], "websites": [ "https://brookmont.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/145475", "city_as_filed": "DALLAS", "url": "https://advisorcensus.com/firm/brookmont-capital-management-dallas-tx-145475", "display_name": "Brookmont Capital Management", "summary": "Brookmont Capital Management is an SEC-registered investment advisory firm in Dallas, TX, registered since 2007, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.", "citation": "AdvisorCensus. Brookmont Capital Management (CRD 145475): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Other" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for investment companies (and business development companies)", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients", "Publication of periodicals or newsletters", "Other" ], "quick_answers": [ { "q": "How is Brookmont Capital Management compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Brookmont Capital Management reports these compensation arrangements: a percentage of assets under its management; other." }, { "q": "Where is Brookmont Capital Management located?", "a": "Brookmont Capital Management's principal office is in Dallas, TX, according to its Form ADV." }, { "q": "Is Brookmont Capital Management registered with the SEC or a state?", "a": "Brookmont Capital Management is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 145475." }, { "q": "How much does Brookmont Capital Management manage?", "a": "Brookmont Capital Management reports $910,455,766 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary)." }, { "q": "How have Brookmont Capital Management's assets and staff changed since 2021?", "a": "In the Form ADV data for Brookmont Capital Management: Regulatory assets under management: $575,946,950 in the October 2021 data and $910,455,766 in the October 2026 data, up 58%. Total employees: 6 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Brookmont Capital Management serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (47); other (9); charitable organizations (6)." }, { "q": "Which custodians does Brookmont Capital Management use?", "a": "Brookmont Capital Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists FIDELITY/NATIONAL Financial Securities as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Brookmont Capital Management report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/145475" }, { "q": "What changed in Brookmont Capital Management's recent Form ADV filings?", "a": "In the April 2026 filing data: Registered or notice-filed in AR, IL, MD, ME, NV, PA." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 575946950.0, "total_employees": 6, "filing_date": "2021-05-19" }, { "period": "2022-10-01", "regulatory_assets_under_management": 672452417.0, "total_employees": 5, "filing_date": "2022-03-29" }, { "period": "2023-10-01", "regulatory_assets_under_management": 679899678.0, "total_employees": 6, "filing_date": "2023-03-28" }, { "period": "2024-10-01", "regulatory_assets_under_management": 712891749.0, "total_employees": 6, "filing_date": "2024-03-28" }, { "period": "2025-10-01", "regulatory_assets_under_management": 860645734.0, "total_employees": 5, "filing_date": "2025-03-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": 910455766.0, "total_employees": 4, "filing_date": "2026-03-30" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Registered or notice-filed in AR, IL, MD, ME, NV, PA." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "FIDELITY/NATIONAL Financial Securities", "name_as_filed": "FIDELITY/NATIONAL FINANCIAL SECURITIES", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/brookmont-capital-management-dallas-tx-145475.md", "clients": [ { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 47, "fewer_than_5": false, "raum": 176656034.0 }, { "type": "investment_companies", "label": "Investment companies", "count": 2, "fewer_than_5": false, "raum": 177872547.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 1, "fewer_than_5": false, "raum": 104216156.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 6, "fewer_than_5": false, "raum": 20327589.0 }, { "type": "other", "label": "Other", "count": 9, "fewer_than_5": false, "raum": 431383440.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/145475", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }