# Brookline Investments, Inc.

> Brookline Investments, Inc. is an SEC-registered investment advisory firm in Birmingham, AL, registered since 1999, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 5, 2026.

- CRD: 109239
- Filed as: BROOKLINE INVESTMENTS, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Birmingham, AL
- Filing period: October 2026
- Form ADV filing dated: June 5, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/109239
- AdvisorCensus page: https://advisorcensus.com/firm/brookline-investments-inc-birmingham-al-109239

## Quick answers

**How is Brookline Investments, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Brookline Investments, Inc. reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other.

**What does Brookline Investments, Inc.'s brochure say about its fees?**
Its Form ADV Part 2A brochure dated April 1, 2026 states: Asset-based fee: 1% to 1.75% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Brookline Investments, Inc. located?**
Brookline Investments, Inc.'s principal office is in Birmingham, AL, according to its Form ADV.

**Is Brookline Investments, Inc. registered with the SEC or a state?**
Brookline Investments, Inc. is an SEC-registered investment advisory firm, registered since 1999. Status as filed: Approved. CRD 109239.

**How much does Brookline Investments, Inc. manage?**
Brookline Investments, Inc. reports $281,468,586 in regulatory assets under management in its Form ADV filing dated June 5, 2026 (98% discretionary).

**How have Brookline Investments, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Brookline Investments, Inc.: Regulatory assets under management: $163,434,235 in the October 2021 data and $281,468,586 in the October 2026 data, up 72%. Total employees: 2 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Brookline Investments, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (20); pooled investment vehicles (other than investment companies and business development companies) (7); pension and profit sharing plans (but not the plan participants or government pension plans) (3).

**Which custodians does Brookline Investments, Inc. use?**
Brookline Investments, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and U.S. Bancorp Investments, Inc. as custodians holding 10% or more of its separately managed account assets.

**Does Brookline Investments, Inc. report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.H(1)(c) (regulator's civil action dismissed under a settlement). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/109239

**Does Brookline Investments, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated April 1, 2026 says: "We typically require a minimum asset value of $100,000 for Separately Managed Accounts but may waive this requirement at our discretion."

**What changed in Brookline Investments, Inc.'s recent Form ADV filings?**
In the May 2026 filing data: Regulatory assets under management went from $402,561,729 to $281,468,586 (-30%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees
- Other

### Fees and minimums (Form ADV Part 2A brochure dated April 1, 2026)

- Asset-based fee: 1% to 1.75% a year (a range, as the brochure states it)

> The total annual fee for Investment Advisory Services generally ranges from 1.00% to 1.75%.

- Account minimum: $100,000 (the brochure says it may be waived or negotiated)

> We typically require a minimum asset value of $100,000 for Separately Managed Accounts but may waive this requirement at our discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- U.S. Bancorp Investments, Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $281,468,586
- Discretionary: $274,540,627
- Non-discretionary: $6,927,959

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $0 |
| High net worth individuals | 20 | $47,722,175 |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 7 | $222,539,260 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 3 | $6,996,606 |
| Charitable organizations | Fewer than 5 | $0 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $0 |
| Other investment advisers | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $0 |
| Corporations or other businesses not listed above | 3 | $4,210,545 |
| Other | Fewer than 5 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 1999 (26 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, AR, CO, FL, GA, MS, TN, TX, WA, WI
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.H(1)(c): Has a domestic or foreign court ever dismissed, under a settlement agreement, an investment-related civil action brought against the firm or an advisory affiliate by a state or foreign financial regulator?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/109239

### Websites listed on Form ADV (Item 1.I)
- brooklineinvestments.com
- camponeventures.com
- plus.google.com/+CAMPONEVENTURES
- Facebook @CAMPONEVENTURES
- Instagram @CAMPONEVENTURES
- LinkedIn @CAMP-ONE-VENTURES-LLC
- X @CAMP1VENTURES

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $163,434,235 | 2 | July 8, 2021 |
| October 2022 | $259,488,954 | 2 | September 9, 2022 |
| October 2023 | $271,104,029 | 2 | September 20, 2023 |
| October 2024 | $332,388,099 | 3 | June 21, 2024 |
| October 2025 | $402,561,729 | 3 | March 27, 2025 |
| October 2026 | $281,468,586 | 3 | June 5, 2026 |

Regulatory assets under management: $163,434,235 in the October 2021 data and $281,468,586 in the October 2026 data, up 72%.
Total employees: 2 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Regulatory assets under management went from $402,561,729 to $281,468,586 (-30%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Brookline Investments, Inc. (CRD 109239): Form ADV filing data as of October 2026.