{ "crd_number": 316590, "slug": "brookfield-renewable-energy-group-llc-toronto-ontario-316590", "primary_business_name": "BROOKFIELD RENEWABLE ENERGY GROUP LLC", "legal_name": "BROOKFIELD RENEWABLE ENERGY GROUP LLC", "dbas": [], "city": "Toronto, Ontario", "state": null, "country": "Canada", "cbsa_code": null, "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2021-11-01", "years_registered": 4, "period": "2026-10-01", "filing_date": "2026-08-05", "carried_forward": false, "raum_total": 99118583714.0, "raum_discretionary": 99118583714.0, "raum_non_discretionary": 0.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 1072, "advisory_employees": 1072, "client_count_bucket": null, "clients_by_type": { "other": { "raum": 26216795.0, "count": 2, "description": "SEPARATELY MANAGED ACCOUNTS" }, "investment_companies": { "raum": 1909461234.0, "count": 1 }, "pooled_investment_vehicles": { "raum": 97182905685.0, "count": 122 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 2, "states_registered": [], "websites": [ "https://brookfield.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/316590", "disclosure_items": [ { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" }, { "item": "11.D(4)", "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?" } ], "city_as_filed": "TORONTO, ONTARIO", "url": "https://advisorcensus.com/firm/brookfield-renewable-energy-group-llc-toronto-ontario-316590", "display_name": "Brookfield Renewable Energy Group LLC", "summary": "Brookfield Renewable Energy Group LLC is an SEC-registered investment advisory firm in Toronto, Ontario, Canada, registered since 2021, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated August 5, 2026.", "citation": "AdvisorCensus. Brookfield Renewable Energy Group LLC (CRD 316590): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Brookfield Renewable Energy Group LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Brookfield Renewable Energy Group LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Brookfield Renewable Energy Group LLC located?", "a": "Brookfield Renewable Energy Group LLC's principal office is in Toronto, Ontario, Canada, according to its Form ADV; the September 2026 filing also lists 23 other offices (Schedule D, Section 1.F)." }, { "q": "Is Brookfield Renewable Energy Group LLC registered with the SEC or a state?", "a": "Brookfield Renewable Energy Group LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 316590." }, { "q": "How much does Brookfield Renewable Energy Group LLC manage?", "a": "Brookfield Renewable Energy Group LLC reports $99,118,583,714 in regulatory assets under management in its Form ADV filing dated August 5, 2026 (100% discretionary)." }, { "q": "How have Brookfield Renewable Energy Group LLC's assets and staff changed since 2022?", "a": "In the Form ADV data for Brookfield Renewable Energy Group LLC: Regulatory assets under management: $32,111,000,000 in the October 2022 data and $99,118,583,714 in the October 2026 data, up 209%. Total employees: 959 in October 2022 and 1,072 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Brookfield Renewable Energy Group LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (122); other (2); investment companies (1)." }, { "q": "Does Brookfield Renewable Energy Group LLC report any disciplinary disclosures?", "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/316590" }, { "q": "What changed in Brookfield Renewable Energy Group LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 852 to 1072. Regulatory assets under management went from $87,721,280,033 to $99,118,583,714 (+13%). Changed its office addresses in Singapore. Added an office in Frankfurt. Added an office in Houston, TX. Added an office in S?o Paulo. Added an office in Shanghai. No longer lists an office in Cork. No longer lists an office in New York, NY. No longer lists an office in São Paulo. No longer lists an office in Washington, DC. Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2022-10-01", "regulatory_assets_under_management": 32111000000.0, "total_employees": 959, "filing_date": "2022-03-31" }, { "period": "2023-10-01", "regulatory_assets_under_management": 63908272855.0, "total_employees": 998, "filing_date": "2023-05-05" }, { "period": "2024-10-01", "regulatory_assets_under_management": 75959261218.0, "total_employees": 1019, "filing_date": "2024-08-14" }, { "period": "2025-10-01", "regulatory_assets_under_management": 87721280033.0, "total_employees": 852, "filing_date": "2025-07-16" }, { "period": "2026-10-01", "regulatory_assets_under_management": 99118583714.0, "total_employees": 1072, "filing_date": "2026-08-05" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 852 to 1072.", "Regulatory assets under management went from $87,721,280,033 to $99,118,583,714 (+13%).", "Changed its office addresses in Singapore.", "Added an office in Frankfurt.", "Added an office in Houston, TX.", "Added an office in S?o Paulo.", "Added an office in Shanghai.", "No longer lists an office in Cork.", "No longer lists an office in New York, NY.", "No longer lists an office in São Paulo.", "No longer lists an office in Washington, DC.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/brookfield-renewable-energy-group-llc-toronto-ontario-316590.md", "clients": [ { "type": "investment_companies", "label": "Investment companies", "count": 1, "fewer_than_5": false, "raum": 1909461234.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 122, "fewer_than_5": false, "raum": 97182905685.0 }, { "type": "other", "label": "Other", "count": 2, "fewer_than_5": false, "raum": 26216795.0 } ], "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/316590", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }