{
  "crd_number": 151599,
  "slug": "brookfield-asset-management-pic-us-llc-new-york-ny-151599",
  "primary_business_name": "BROOKFIELD ASSET MANAGEMENT PIC US, LLC",
  "legal_name": "BROOKFIELD ASSET MANAGEMENT PIC US, LLC",
  "dbas": [
    "BROOKFIELD ASSET MANAGEMENT PRIVATE INSTITUTIONAL CAPITAL ADVISER US, LLC"
  ],
  "city": "New York",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2010-12-10",
  "years_registered": 15,
  "period": "2026-10-01",
  "filing_date": "2026-08-06",
  "carried_forward": false,
  "raum_total": 105300260957.0,
  "raum_discretionary": 103980572165.0,
  "raum_non_discretionary": 1319688792.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 1790,
  "advisory_employees": 1790,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 1284422888.0,
      "count": 7,
      "description": "SECURITIES ISSUED BY POOLED INVESTMENT VEHICLES AND RENTAL PROPERTIES"
    },
    "insurance_companies": {
      "raum": 530066679.0,
      "count": 2,
      "fewer_than_5": true
    },
    "pooled_investment_vehicles": {
      "raum": 96944008534.0,
      "count": 116
    },
    "corporations_other_businesses": {
      "raum": 6541762856.0,
      "count": 2,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [
    "NY"
  ],
  "websites": [
    "https://brookfield.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/151599",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    },
    {
      "item": "11.D(4)",
      "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    }
  ],
  "city_as_filed": "NEW YORK",
  "url": "https://advisorcensus.com/firm/brookfield-asset-management-pic-us-llc-new-york-ny-151599",
  "display_name": "Brookfield Asset Management PIC US, LLC",
  "summary": "Brookfield Asset Management PIC US, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2010, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated August 6, 2026.",
  "citation": "AdvisorCensus. Brookfield Asset Management PIC US, LLC (CRD 151599): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Brookfield Asset Management PIC US, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Brookfield Asset Management PIC US, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Brookfield Asset Management PIC US, LLC located?",
      "a": "Brookfield Asset Management PIC US, LLC's principal office is in New York, NY, according to its Form ADV; the September 2026 filing also lists 24 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Brookfield Asset Management PIC US, LLC registered with the SEC or a state?",
      "a": "Brookfield Asset Management PIC US, LLC is an SEC-registered investment advisory firm, registered since 2010. Status as filed: Approved. CRD 151599."
    },
    {
      "q": "How much does Brookfield Asset Management PIC US, LLC manage?",
      "a": "Brookfield Asset Management PIC US, LLC reports $105,300,260,957 in regulatory assets under management in its Form ADV filing dated August 6, 2026 (99% discretionary)."
    },
    {
      "q": "How have Brookfield Asset Management PIC US, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Brookfield Asset Management PIC US, LLC: Regulatory assets under management: $108,691,217,081 in the October 2021 data and $105,300,260,957 in the October 2026 data, down 3%. Total employees: 1,354 in October 2021 and 1,790 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Brookfield Asset Management PIC US, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (116); other (7); insurance companies (2)."
    },
    {
      "q": "Which custodians does Brookfield Asset Management PIC US, LLC use?",
      "a": "Brookfield Asset Management PIC US, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists US Bank Trust as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Brookfield Asset Management PIC US, LLC report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/151599"
    },
    {
      "q": "What changed in Brookfield Asset Management PIC US, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 1610 to 1790. Regulatory assets under management went from $92,289,620,480 to $105,300,260,957 (+14%). Changed its office addresses in Atlanta, GA. Changed its office addresses in Dallas, TX. Changed its office addresses in Hong Kong. Changed its office addresses in Mumbai. Changed its office addresses in New Delhi. Changed its office addresses in Singapore. Added an office in Frankfurt. Added an office in Madrid. Added an office in San Diego, CA. No longer lists an office in Charleston, SC. No longer lists an office in El Segundo, CA. No longer lists an office in Worthing. Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 108691217081.0,
      "total_employees": 1354,
      "filing_date": "2021-03-31"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 137115518821.0,
      "total_employees": 1543,
      "filing_date": "2022-09-12"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 162269124932.0,
      "total_employees": 1681,
      "filing_date": "2023-07-06"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 170920421524.0,
      "total_employees": 1592,
      "filing_date": "2024-05-21"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 92289620480.0,
      "total_employees": 1610,
      "filing_date": "2025-07-15"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 105300260957.0,
      "total_employees": 1790,
      "filing_date": "2026-08-06"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 1610 to 1790.",
        "Regulatory assets under management went from $92,289,620,480 to $105,300,260,957 (+14%).",
        "Changed its office addresses in Atlanta, GA.",
        "Changed its office addresses in Dallas, TX.",
        "Changed its office addresses in Hong Kong.",
        "Changed its office addresses in Mumbai.",
        "Changed its office addresses in New Delhi.",
        "Changed its office addresses in Singapore.",
        "Added an office in Frankfurt.",
        "Added an office in Madrid.",
        "Added an office in San Diego, CA.",
        "No longer lists an office in Charleston, SC.",
        "No longer lists an office in El Segundo, CA.",
        "No longer lists an office in Worthing.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Added an office in S?o Paulo.",
        "No longer lists an office in São Paulo."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "US Bank Trust",
      "name_as_filed": "US BANK TRUST",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/brookfield-asset-management-pic-us-llc-new-york-ny-151599.md",
  "clients": [
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 116,
      "fewer_than_5": false,
      "raum": 96944008534.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 2,
      "fewer_than_5": true,
      "raum": 530066679.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 2,
      "fewer_than_5": true,
      "raum": 6541762856.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 7,
      "fewer_than_5": false,
      "raum": 1284422888.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/151599",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}