# Brookfield Asset Management PIC Canada, LP

> Brookfield Asset Management PIC Canada, LP is an SEC-registered investment advisory firm in Toronto, Ontario, Canada, registered since 2009, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated August 5, 2026.

- CRD: 151605
- Filed as: BROOKFIELD ASSET MANAGEMENT PIC CANADA, LP
- Also doing business as: BROOKFIELD ASSET MANAGEMENT PRIVATE INSTITUTIONAL CAPITAL ADVISER (CANADA), LP
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Toronto, Ontario, Canada
- Filing period: October 2026
- Form ADV filing dated: August 5, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/151605
- AdvisorCensus page: https://advisorcensus.com/firm/brookfield-asset-management-pic-canada-lp-toronto-ontario-151605

## Quick answers

**How is Brookfield Asset Management PIC Canada, LP compensated?**
On its Form ADV (Item 5.E, October 2026), Brookfield Asset Management PIC Canada, LP reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Brookfield Asset Management PIC Canada, LP located?**
Brookfield Asset Management PIC Canada, LP's principal office is in Toronto, Ontario, Canada, according to its Form ADV; the September 2026 filing also lists 23 other offices (Schedule D, Section 1.F).

**Is Brookfield Asset Management PIC Canada, LP registered with the SEC or a state?**
Brookfield Asset Management PIC Canada, LP is an SEC-registered investment advisory firm, registered since 2009. Status as filed: Approved. CRD 151605.

**How much does Brookfield Asset Management PIC Canada, LP manage?**
Brookfield Asset Management PIC Canada, LP reports $152,132,514,240 in regulatory assets under management in its Form ADV filing dated August 5, 2026 (100% discretionary).

**How have Brookfield Asset Management PIC Canada, LP's assets and staff changed since 2021?**
In the Form ADV data for Brookfield Asset Management PIC Canada, LP: Regulatory assets under management: $86,103,944,505 in the October 2021 data and $152,132,514,240 in the October 2026 data, up 77%. Total employees: 1,088 in October 2021 and 1,413 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Brookfield Asset Management PIC Canada, LP serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (136); other (2); investment companies (1).

**Does Brookfield Asset Management PIC Canada, LP report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/151605

**What changed in Brookfield Asset Management PIC Canada, LP's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 1007 to 1413. Regulatory assets under management went from $124,057,611,145 to $152,132,514,240 (+23%). Changed its office addresses in Cleveland, OH. Changed its office addresses in Singapore. Changed its office addresses in Worthing. Added an office in Alpharetta, GA. Added an office in Chicago, IL. Added an office in Lima. Added an office in S?o Paulo. No longer lists an office in New York, NY. No longer lists an office in São Paulo. No longer lists an office in Washington, DC. No longer lists an office in Westlake Village, CA. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $152,132,514,240
- Discretionary: $152,132,514,240
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $2,716,658,021 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 136 | $149,346,806,745 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 2 | $69,049,474 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2009 (16 years)
- Employees: 1,413 total, 1,413 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/151605

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Alpharetta, GA
- Beijing
- Bogota
- Calgary
- Central
- Chicago, IL
- Cleveland, OH
- Dubai
- Hamilton
- Houston, TX
- Lima
- London
- Madrid
- Marlborough, MA
- Mumbai
- New York, NY
- S?o Paulo
- Seoul
- Shanghai
- Singapore
- Sydney
- Tokyo
- Worthing

### Websites listed on Form ADV (Item 1.I)
- brookfield.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $86,103,944,505 | 1,088 | March 31, 2021 |
| October 2022 | $97,238,223,765 | 1,138 | September 22, 2022 |
| October 2023 | $110,086,338,509 | 1,315 | May 5, 2023 |
| October 2024 | $101,260,895,462 | 1,338 | July 17, 2024 |
| October 2025 | $124,057,611,145 | 1,007 | July 15, 2025 |
| October 2026 | $152,132,514,240 | 1,413 | August 5, 2026 |

Regulatory assets under management: $86,103,944,505 in the October 2021 data and $152,132,514,240 in the October 2026 data, up 77%.
Total employees: 1,088 in October 2021 and 1,413 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 1007 to 1413.
- Regulatory assets under management went from $124,057,611,145 to $152,132,514,240 (+23%).
- Changed its office addresses in Cleveland, OH.
- Changed its office addresses in Singapore.
- Changed its office addresses in Worthing.
- Added an office in Alpharetta, GA.
- Added an office in Chicago, IL.
- Added an office in Lima.
- Added an office in S?o Paulo.
- No longer lists an office in New York, NY.
- No longer lists an office in São Paulo.
- No longer lists an office in Washington, DC.
- No longer lists an office in Westlake Village, CA.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Brookfield Asset Management PIC Canada, LP (CRD 151605): Form ADV filing data as of October 2026.
