# Brookfield Asset Management PIC Adviser (private Equity), L.P.

> Brookfield Asset Management PIC Adviser (private Equity), L.P. is an SEC-registered investment advisory firm in Toronto, Ontario, Canada, registered since 2014, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated July 10, 2026.

- CRD: 171207
- Filed as: BROOKFIELD ASSET MANAGEMENT PIC ADVISER (PRIVATE EQUITY), L.P.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Toronto, Ontario, Canada
- Filing period: October 2026
- Form ADV filing dated: July 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/171207
- AdvisorCensus page: https://advisorcensus.com/firm/brookfield-asset-management-pic-adviser-private-equity-l-p-toronto-ontario-171207

## Quick answers

**How is Brookfield Asset Management PIC Adviser (private Equity), L.P. compensated?**
On its Form ADV (Item 5.E, October 2026), Brookfield Asset Management PIC Adviser (private Equity), L.P. reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Brookfield Asset Management PIC Adviser (private Equity), L.P. located?**
Brookfield Asset Management PIC Adviser (private Equity), L.P.'s principal office is in Toronto, Ontario, Canada, according to its Form ADV; the August 2026 filing also lists 23 other offices (Schedule D, Section 1.F).

**Is Brookfield Asset Management PIC Adviser (private Equity), L.P. registered with the SEC or a state?**
Brookfield Asset Management PIC Adviser (private Equity), L.P. is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 171207.

**How much does Brookfield Asset Management PIC Adviser (private Equity), L.P. manage?**
Brookfield Asset Management PIC Adviser (private Equity), L.P. reports $73,815,884,710 in regulatory assets under management in its Form ADV filing dated July 10, 2026 (100% discretionary).

**How have Brookfield Asset Management PIC Adviser (private Equity), L.P.'s assets and staff changed since 2021?**
In the Form ADV data for Brookfield Asset Management PIC Adviser (private Equity), L.P.: Regulatory assets under management: $38,074,253,742 in the October 2021 data and $73,815,884,710 in the October 2026 data, up 94%. Total employees: 1,041 in October 2021 and 1,402 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Brookfield Asset Management PIC Adviser (private Equity), L.P. serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (125).

**Does Brookfield Asset Management PIC Adviser (private Equity), L.P. report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/171207

**What changed in Brookfield Asset Management PIC Adviser (private Equity), L.P.'s recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 1219 to 1402. Changed its office addresses in San Francisco, CA. Added an office in New York, NY. Added an office in Raffles Place. Added an office in Riyadh. Added an office in S?o Paulo. No longer lists an office in Income at Raffles. No longer lists an office in Perth. No longer lists an office in São Paulo. No longer lists an office in Washington, DC. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $73,815,884,710
- Discretionary: $73,815,884,710
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 125 | $73,815,884,710 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2014 (12 years)
- Employees: 1,402 total, 1,402 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/171207

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- Beijing
- Calgary
- Central
- Chicago, IL
- Cleveland, OH
- Dubai
- Frankfurt
- Hamilton
- London
- Madrid
- Menlo Park, CA
- Mumbai
- New York, NY
- Raffles Place
- Riyadh
- S?o Paulo
- San Francisco, CA
- Seoul
- Shanghai
- Sydney
- Tokyo
- Westlake Village, CA
- Worthing

### Websites listed on Form ADV (Item 1.I)
- brookfield.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $38,074,253,742 | 1,041 | March 31, 2021 |
| October 2022 | $28,600,762,103 | 1,116 | March 31, 2022 |
| October 2023 | $66,451,374,073 | 1,179 | May 22, 2023 |
| October 2024 | $64,578,019,415 | 1,175 | May 9, 2024 |
| October 2025 | $72,934,798,903 | 1,219 | July 30, 2025 |
| October 2026 | $73,815,884,710 | 1,402 | July 10, 2026 |

Regulatory assets under management: $38,074,253,742 in the October 2021 data and $73,815,884,710 in the October 2026 data, up 94%.
Total employees: 1,041 in October 2021 and 1,402 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 1219 to 1402.
- Changed its office addresses in San Francisco, CA.
- Added an office in New York, NY.
- Added an office in Raffles Place.
- Added an office in Riyadh.
- Added an office in S?o Paulo.
- No longer lists an office in Income at Raffles.
- No longer lists an office in Perth.
- No longer lists an office in São Paulo.
- No longer lists an office in Washington, DC.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Brookfield Asset Management PIC Adviser (private Equity), L.P. (CRD 171207): Form ADV filing data as of October 2026.