{ "crd_number": 156772, "slug": "brooke-private-equity-associates-management-llc-boston-ma-156772", "primary_business_name": "BROOKE PRIVATE EQUITY ASSOCIATES MANAGEMENT LLC", "legal_name": "BROOKE PRIVATE EQUITY ASSOCIATES MANAGEMENT LLC", "dbas": [], "city": "Boston", "state": "MA", "country": "United States", "cbsa_code": "14460", "metro": { "cbsa_code": "14460", "common_name": "Boston", "msa_name": "Boston-Cambridge-Newton, MA-NH", "path": "/advisors/ma/boston" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2012-03-30", "years_registered": 14, "period": "2026-10-01", "filing_date": "2026-06-29", "carried_forward": false, "raum_total": 1942819455.0, "raum_discretionary": 1942819455.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 19, "advisory_employees": 10, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 1942819455.0, "count": 14 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "MA" ], "websites": [ "https://bpea-pe.com", "https://linkedin.com/company/brooke-private-equity-advisors" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/156772", "city_as_filed": "BOSTON", "url": "https://advisorcensus.com/firm/brooke-private-equity-associates-management-llc-boston-ma-156772", "display_name": "Brooke Private Equity Associates Management LLC", "summary": "Brooke Private Equity Associates Management LLC is an SEC-registered investment advisory firm in Boston, MA, registered since 2012, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 29, 2026.", "citation": "AdvisorCensus. Brooke Private Equity Associates Management LLC (CRD 156772): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Brooke Private Equity Associates Management LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Brooke Private Equity Associates Management LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "How much does Brooke Private Equity Associates Management LLC charge?", "a": "Its Form ADV Part 2A brochure dated March 26, 2026 states: Asset-based fee: 0.65% to 1.25% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is Brooke Private Equity Associates Management LLC located?", "a": "Brooke Private Equity Associates Management LLC's principal office is in Boston, MA, according to its Form ADV." }, { "q": "Is Brooke Private Equity Associates Management LLC registered with the SEC or a state?", "a": "Brooke Private Equity Associates Management LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 156772." }, { "q": "How much does Brooke Private Equity Associates Management LLC manage?", "a": "Brooke Private Equity Associates Management LLC reports $1,942,819,455 in regulatory assets under management in its Form ADV filing dated June 29, 2026 (100% discretionary)." }, { "q": "How have Brooke Private Equity Associates Management LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Brooke Private Equity Associates Management LLC: Regulatory assets under management: $1,067,139,024 in the October 2021 data and $1,942,819,455 in the October 2026 data, up 82%. Total employees: 13 in October 2021 and 19 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Brooke Private Equity Associates Management LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (14)." }, { "q": "Does Brooke Private Equity Associates Management LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/156772" } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1067139024.0, "total_employees": 13, "filing_date": "2021-06-09" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1158227688.0, "total_employees": 15, "filing_date": "2022-03-30" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1605966458.0, "total_employees": 17, "filing_date": "2023-06-27" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1679486047.0, "total_employees": 16, "filing_date": "2024-03-28" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1821711186.0, "total_employees": 17, "filing_date": "2025-03-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1942819455.0, "total_employees": 19, "filing_date": "2026-06-29" } ], "recent_changes": [], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 26, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": "0.65% to 1.25% a year", "stated_maximum": null, "account_minimum": null, "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [], "figures": [ { "label": "Asset-based fee", "statements": [ "Asset-based fee: 0.65% to 1.25% a year (a range, as the brochure states it)" ], "quotes": [ "Generally, the management fees range from 0.65% to 1.25% of the total capital committed to the Fund by investors." ] } ], "values": { "tiers": [], "range_pct": [ 0.65, 1.25 ], "max_pct": null, "account_minimum": null, "minimum_annual_fee": null, "planning": [] }, "quotes": [ "Generally, the management fees range from 0.65% to 1.25% of the total capital committed to the Fund by investors." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/brooke-private-equity-associates-management-llc-boston-ma-156772.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 14, "fewer_than_5": false, "raum": 1942819455.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/156772", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }