# Brogan Financial

> Brogan Financial is an SEC-registered investment advisory firm in Knoxville, TN, registered since 2008, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 133623
- Filed as: BROGAN FINANCIAL
- Legal name: Brogan Financial, Inc.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Knoxville, TN
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/133623
- AdvisorCensus page: https://advisorcensus.com/firm/brogan-financial-knoxville-tn-133623

## Quick answers

**How is Brogan Financial compensated?**
On its Form ADV (Item 5.E, October 2026), Brogan Financial reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Brogan Financial charge?**
Its Form ADV Part 2A brochure dated March 31, 2026 states: Asset-based fee: up to 2% of assets a year (the maximum the brochure states); Hourly rate: $300 an hour (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Brogan Financial located?**
Brogan Financial's principal office is in Knoxville, TN, according to its Form ADV.

**Is Brogan Financial registered with the SEC or a state?**
Brogan Financial is an SEC-registered investment advisory firm, registered since 2008. Status as filed: Approved. CRD 133623.

**How much does Brogan Financial manage?**
Brogan Financial reports $577,039,484 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (98% discretionary).

**How have Brogan Financial's assets and staff changed since 2021?**
In the Form ADV data for Brogan Financial: Regulatory assets under management: $302,795,085 in the October 2021 data and $577,039,484 in the October 2026 data, up 91%. Total employees: 14 in October 2021 and 31 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Brogan Financial serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (582); high net worth individuals (159); corporations or other businesses not listed above (3).

**Which custodians does Brogan Financial use?**
Brogan Financial's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Brogan Financial report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/133623

**What changed in Brogan Financial's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 4 to 5. Registered or notice-filed in AL, GA, OH.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Asset-based fee: up to 2% of assets a year (the maximum the brochure states)

> Utilizing the above formula, Clients are charged up to 2.00% annually on the assets managed by Brogan Financial.

- Hourly rate: $300 an hour (financial planning services)

> The fees can be assessed a rate of $300.00 per hour or can be for a negotiated flat fee based upon an estimate of the hours that will be needed to complete a financial plan, portfolio recommendations and/or ongoing portfolio monitoring.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $577,039,484
- Discretionary: $565,742,997
- Non-discretionary: $11,296,487

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 582 | $240,215,984 |
| High net worth individuals | 159 | $327,451,458 |
| Charitable organizations | 2 | $936,430 |
| Corporations or other businesses not listed above | 3 | $8,435,612 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2008 (18 years)
- Employees: 31 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, FL, GA, OH, SC, TN, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- broganfinancial.com
- brogantaxplanning.com
- confidencewithretirement.com
- financialsurvivalforretirement.com
- Facebook @BroganFinancial
- Facebook @moreliving
- Instagram @broganfinancial
- LinkedIn @brogan-financial-inc-
- X @broganfinancial

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $302,795,085 | 14 | October 1, 2021 |
| October 2022 | $397,590,991 | 15 | March 31, 2022 |
| October 2023 | $380,575,683 | 19 | March 31, 2023 |
| October 2024 | $444,206,370 | 22 | July 31, 2024 |
| October 2025 | $533,311,508 | 20 | March 31, 2025 |
| October 2026 | $577,039,484 | 31 | March 31, 2026 |

Regulatory assets under management: $302,795,085 in the October 2021 data and $577,039,484 in the October 2026 data, up 91%.
Total employees: 14 in October 2021 and 31 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 4 to 5.
- Registered or notice-filed in AL, GA, OH.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Brogan Financial (CRD 133623): Form ADV filing data as of October 2026.