# Broadwing Capital Management LLC

> Broadwing Capital Management LLC is an SEC-registered investment advisory firm in Dallas, TX, registered since 2025, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated September 22, 2026.

- CRD: 328881
- Filed as: BROADWING CAPITAL MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Dallas, TX
- Filing period: October 2026
- Form ADV filing dated: September 22, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/328881
- AdvisorCensus page: https://advisorcensus.com/firm/broadwing-capital-management-llc-dallas-tx-328881

## Quick answers

**How is Broadwing Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Broadwing Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Broadwing Capital Management LLC located?**
Broadwing Capital Management LLC's principal office is in Dallas, TX, according to its Form ADV.

**Is Broadwing Capital Management LLC registered with the SEC or a state?**
Broadwing Capital Management LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 328881.

**How much does Broadwing Capital Management LLC manage?**
Broadwing Capital Management LLC reports $513,108,323 in regulatory assets under management in its Form ADV filing dated September 22, 2026 (100% discretionary).

**How have Broadwing Capital Management LLC's assets and staff changed since 2024?**
In the Form ADV data for Broadwing Capital Management LLC: Regulatory assets under management: $422,189,589 in the October 2025 data and $513,108,323 in the October 2026 data, up 22%. Total employees: 10 in October 2025 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Broadwing Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (6).

**Does Broadwing Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/328881

**What changed in Broadwing Capital Management LLC's recent Form ADV filings?**
In the October 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $513,108,323
- Discretionary: $513,108,323
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 6 | $513,108,323 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 11 total, 10 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- broadwingcap.com
- LinkedIn @broadwing-capital

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | Not reported | Not reported | July 2, 2024 |
| October 2025 | $422,189,589 | 10 | June 27, 2025 |
| October 2026 | $513,108,323 | 11 | September 22, 2026 |

Regulatory assets under management: $422,189,589 in the October 2025 data and $513,108,323 in the October 2026 data, up 22%.
Total employees: 10 in October 2025 and 11 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Employees performing advisory functions went from 9 to 10.
- Regulatory assets under management went from $422,189,589 to $513,108,323 (+22%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Broadwing Capital Management LLC (CRD 328881): Form ADV filing data as of October 2026.