# Broadwing Capital Advisors, Inc.

> Broadwing Capital Advisors, Inc. is an SEC-registered investment advisory firm in Larkspur, CA, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 3, 2026.

- CRD: 127513
- Filed as: BROADWING CAPITAL ADVISORS, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Larkspur, CA
- Filing period: October 2026
- Form ADV filing dated: February 3, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/127513
- AdvisorCensus page: https://advisorcensus.com/firm/broadwing-capital-advisors-inc-larkspur-ca-127513

## Quick answers

**How is Broadwing Capital Advisors, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Broadwing Capital Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Broadwing Capital Advisors, Inc. located?**
Broadwing Capital Advisors, Inc.'s principal office is in Larkspur, CA, according to its Form ADV.

**Is Broadwing Capital Advisors, Inc. registered with the SEC or a state?**
Broadwing Capital Advisors, Inc. is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 127513.

**How much does Broadwing Capital Advisors, Inc. manage?**
Broadwing Capital Advisors, Inc. reports $148,008,273 in regulatory assets under management in its Form ADV filing dated February 3, 2026 (86% discretionary).

**How have Broadwing Capital Advisors, Inc.'s assets and staff changed since 2024?**
In the Form ADV data for Broadwing Capital Advisors, Inc.: Regulatory assets under management: $119,728,834 in the October 2024 data and $148,008,273 in the October 2026 data, up 24%. Total employees: 1 in October 2024 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Broadwing Capital Advisors, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (48); individuals (other than high net worth individuals) (15).

**Which custodians does Broadwing Capital Advisors, Inc. use?**
Broadwing Capital Advisors, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab Co. as a custodian holding 10% or more of its separately managed account assets.

**Does Broadwing Capital Advisors, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/127513

**What changed in Broadwing Capital Advisors, Inc.'s recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $126,423,472 to $148,008,273 (+17%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab Co.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $148,008,273
- Discretionary: $126,893,954
- Non-discretionary: $21,114,319

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 15 | $3,970,778 |
| High net worth individuals | 48 | $123,011,322 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $21,026,173 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2024 (2 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- broadwingcapital.com
- LinkedIn @kelly-kane-596b4b8

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $119,728,834 | 1 | February 21, 2024 |
| October 2025 | $126,423,472 | 2 | June 9, 2025 |
| October 2026 | $148,008,273 | 2 | February 3, 2026 |

Regulatory assets under management: $119,728,834 in the October 2024 data and $148,008,273 in the October 2026 data, up 24%.
Total employees: 1 in October 2024 and 2 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $126,423,472 to $148,008,273 (+17%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Broadwing Capital Advisors, Inc. (CRD 127513): Form ADV filing data as of October 2026.