# Broadwealth LLC

> Broadwealth LLC is an SEC-registered investment advisory firm, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 304356
- Filed as: BROADWEALTH LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/304356
- AdvisorCensus page: https://advisorcensus.com/firm/broadwealth-llc-304356

## Quick answers

**How is Broadwealth LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Broadwealth LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Is Broadwealth LLC registered with the SEC or a state?**
Broadwealth LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 304356.

**How much does Broadwealth LLC manage?**
Broadwealth LLC reports $113,564,361 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (79% discretionary).

**How have Broadwealth LLC's assets and staff changed since 2024?**
In the Form ADV data for Broadwealth LLC: Regulatory assets under management: $132,784,925 in the October 2024 data and $113,564,361 in the October 2026 data, down 14%. Total employees: 1 in October 2024 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Broadwealth LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (10); individuals (other than high net worth individuals) (8).

**Which custodians does Broadwealth LLC use?**
Broadwealth LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Broadwealth LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/304356

**Does Broadwealth LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 27, 2026 says: "Therefore, we generally require a minimum total portfolio size of at least $1.5 million."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 27, 2026)

- Account minimum: $1,500,000

> Therefore, we generally require a minimum total portfolio size of at least $1.5 million.

- Minimum annual fee: $30,000

> BroadWealth’s minimum fee for Wealth Management Services is $30,000 annually, to be paid on a quarterly basis.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $113,564,361
- Discretionary: $89,483,579
- Non-discretionary: $24,080,782

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 8 | $1,305,961 |
| High net worth individuals | 10 | $109,568,883 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $2,310,252 |
| Charitable organizations | Fewer than 5 | $379,265 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops

### Firm details
- Registered since: 2024 (2 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- broadwealthllc.com
- LinkedIn @jenniferdowlingdougherty

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $132,784,925 | 1 | February 27, 2024 |
| October 2025 | $105,982,982 | 1 | July 14, 2025 |
| October 2026 | $113,564,361 | 1 | March 27, 2026 |

Regulatory assets under management: $132,784,925 in the October 2024 data and $113,564,361 in the October 2026 data, down 14%.
Total employees: 1 in October 2024 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Broadwealth LLC (CRD 304356): Form ADV filing data as of October 2026.