# Broadway Wealth Solutions

> Broadway Wealth Solutions is an SEC-registered investment advisory firm in San Antonio, TX, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 13, 2026.

- CRD: 291753
- Filed as: BROADWAY WEALTH SOLUTIONS
- Legal name: Broadway Wealth Solutions, Inc.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: San Antonio, TX
- Filing period: October 2026
- Form ADV filing dated: August 13, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/291753
- AdvisorCensus page: https://advisorcensus.com/firm/broadway-wealth-solutions-san-antonio-tx-291753

## Quick answers

**How is Broadway Wealth Solutions compensated?**
On its Form ADV (Item 5.E, October 2026), Broadway Wealth Solutions reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Broadway Wealth Solutions located?**
Broadway Wealth Solutions' principal office is in San Antonio, TX, according to its Form ADV; the September 2026 filing also lists 16 other offices (Schedule D, Section 1.F).

**Is Broadway Wealth Solutions registered with the SEC or a state?**
Broadway Wealth Solutions is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 291753.

**How much does Broadway Wealth Solutions manage?**
Broadway Wealth Solutions reports $308,050,784 in regulatory assets under management in its Form ADV filing dated August 13, 2026 (89% discretionary).

**How have Broadway Wealth Solutions' assets and staff changed since 2022?**
In the Form ADV data for Broadway Wealth Solutions: Regulatory assets under management: $108,251,864 in the October 2022 data and $308,050,784 in the October 2026 data, up 185%. Total employees: 10 in October 2022 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Broadway Wealth Solutions serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (723); high net worth individuals (152); corporations or other businesses not listed above (26).

**Which custodians does Broadway Wealth Solutions use?**
Broadway Wealth Solutions' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Broadway Wealth Solutions report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/291753

**What changed in Broadway Wealth Solutions' recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 10 to 11. Regulatory assets under management went from $265,787,591 to $308,050,784 (+16%). No longer lists an office in San Antonio, TX.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $308,050,784
- Discretionary: $273,808,492
- Non-discretionary: $34,242,292

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 723 | $144,642,641 |
| High net worth individuals | 152 | $149,289,974 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $178,632 |
| Charitable organizations | 4 | $4,247,192 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 26 | $9,692,345 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2022 (4 years)
- Employees: 11 total, 11 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, NH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Austin, TX
- Bee Cave, TX
- Boerne, TX
- Buda, TX
- Castroville, TX
- Dripping Springs, TX
- Fredericksburg, TX
- Helotes, TX
- Kerrville, TX
- Kyle, TX
- New Braunfels, TX
- San Antonio, TX
- Schertz, TX
- Seguin, TX
- Spring Branch, TX
- Wimberley, TX

### Websites listed on Form ADV (Item 1.I)
- broadway.bank
- broadwayws.com
- LinkedIn @broadwaywealthsolutionsinc
- YouTube @BroadwayWealthSolutionsInc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $108,251,864 | 10 | May 31, 2022 |
| October 2023 | $148,101,435 | 11 | August 2, 2023 |
| October 2024 | $250,774,350 | 12 | September 13, 2024 |
| October 2025 | $265,787,591 | 10 | July 25, 2025 |
| October 2026 | $308,050,784 | 11 | August 13, 2026 |

Regulatory assets under management: $108,251,864 in the October 2022 data and $308,050,784 in the October 2026 data, up 185%.
Total employees: 10 in October 2022 and 11 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 10 to 11.
- Regulatory assets under management went from $265,787,591 to $308,050,784 (+16%).
- No longer lists an office in San Antonio, TX.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Broadway Wealth Solutions (CRD 291753): Form ADV filing data as of October 2026.