# Broadview Wealth Partners

> Broadview Wealth Partners is an SEC-registered investment advisory firm in Boulder, CO, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 30, 2026.

- CRD: 335028
- Filed as: BROADVIEW WEALTH PARTNERS
- Legal name: Broadview Wealth Partners, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Boulder, CO
- Filing period: October 2026
- Form ADV filing dated: September 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/335028
- AdvisorCensus page: https://advisorcensus.com/firm/broadview-wealth-partners-boulder-co-335028

## Quick answers

**How is Broadview Wealth Partners compensated?**
On its Form ADV (Item 5.E, October 2026), Broadview Wealth Partners reports these compensation arrangements: a percentage of assets under its management.

**Where is Broadview Wealth Partners located?**
Broadview Wealth Partners' principal office is in Boulder, CO, according to its Form ADV.

**Is Broadview Wealth Partners registered with the SEC or a state?**
Broadview Wealth Partners is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 335028.

**How much does Broadview Wealth Partners manage?**
Broadview Wealth Partners reports $304,671,215 in regulatory assets under management in its Form ADV filing dated September 30, 2026 (100% discretionary).

**What types of clients does Broadview Wealth Partners serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (216); high net worth individuals (94).

**Which custodians does Broadview Wealth Partners use?**
Broadview Wealth Partners' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James & Associates, Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Broadview Wealth Partners report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/335028

**What changed in Broadview Wealth Partners' recent Form ADV filings?**
In the September 2026 filing data: Registered or notice-filed in NH.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Raymond James & Associates, Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $304,671,215
- Discretionary: $304,671,215
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 216 | $86,339,442 |
| High net worth individuals | 94 | $218,331,773 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 7 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO, LA, NE, NH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- broadviewwp.com
- LinkedIn @james-dawson-097037a6

## Changes in the filing (last 12 months)

### September 2026
- Registered or notice-filed in NH.

### April 2026
- Employees performing advisory functions went from 2 to 7.

### January 2026
- No longer registered or notice-filed in NY.

### December 2025
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Broadview Wealth Partners (CRD 335028): Form ADV filing data as of October 2026.