# Broadview Wealth Management, LLC

> Broadview Wealth Management, LLC is an SEC-registered investment advisory firm in Bellevue, WA, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 3, 2026.

- CRD: 174429
- Filed as: BROADVIEW WEALTH MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Bellevue, WA
- Filing period: October 2026
- Form ADV filing dated: April 3, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/174429
- AdvisorCensus page: https://advisorcensus.com/firm/broadview-wealth-management-llc-bellevue-wa-174429

## Quick answers

**How is Broadview Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Broadview Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Broadview Wealth Management, LLC charge?**
Its Form ADV Part 2A brochure dated March 9, 2026 states: Subscription: $2,500 a year (401K advisory services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Broadview Wealth Management, LLC located?**
Broadview Wealth Management, LLC's principal office is in Bellevue, WA, according to its Form ADV.

**Is Broadview Wealth Management, LLC registered with the SEC or a state?**
Broadview Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 174429.

**How much does Broadview Wealth Management, LLC manage?**
Broadview Wealth Management, LLC reports $154,879,792 in regulatory assets under management in its Form ADV filing dated April 3, 2026 (0% discretionary).

**How have Broadview Wealth Management, LLC's assets and staff changed since 2025?**
In the Form ADV data for Broadview Wealth Management, LLC: Regulatory assets under management: $122,471,195 in the October 2025 data and $154,879,792 in the October 2026 data, up 26%. Total employees: 1 in October 2025 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Broadview Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (42); high net worth individuals (32).

**Which custodians does Broadview Wealth Management, LLC use?**
Broadview Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Broadview Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/174429

**What changed in Broadview Wealth Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $122,471,195 to $154,879,792 (+26%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 9, 2026)

- Subscription: $2,500 a year (401K advisory services)

> Our minimum fee for these services is $2,500/year ($625/quarter, billed in arrears).

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $154,879,792
- Discretionary: $0
- Non-discretionary: $154,879,792

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 42 | $23,598,511 |
| High net worth individuals | 32 | $113,287,175 |
| Corporations or other businesses not listed above | Fewer than 5 | $17,994,106 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2024 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- broadviewwealth.com
- LinkedIn @thomasbaileybwm

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $122,471,195 | 1 | March 31, 2025 |
| October 2026 | $154,879,792 | 1 | April 3, 2026 |

Regulatory assets under management: $122,471,195 in the October 2025 data and $154,879,792 in the October 2026 data, up 26%.
Total employees: 1 in October 2025 and 1 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $122,471,195 to $154,879,792 (+26%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Broadview Wealth Management, LLC (CRD 174429): Form ADV filing data as of October 2026.