# Broadshore Capital Partners, LLC

> Broadshore Capital Partners, LLC is an SEC-registered investment advisory firm in Los Angeles, CA, registered since 2003, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated July 28, 2026.

- CRD: 119200
- Filed as: BROADSHORE CAPITAL PARTNERS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Los Angeles, CA
- Filing period: October 2026
- Form ADV filing dated: July 28, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/119200
- AdvisorCensus page: https://advisorcensus.com/firm/broadshore-capital-partners-llc-los-angeles-ca-119200

## Quick answers

**How is Broadshore Capital Partners, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Broadshore Capital Partners, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Broadshore Capital Partners, LLC located?**
Broadshore Capital Partners, LLC's principal office is in Los Angeles, CA, according to its Form ADV; the August 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Broadshore Capital Partners, LLC registered with the SEC or a state?**
Broadshore Capital Partners, LLC is an SEC-registered investment advisory firm, registered since 2003. Status as filed: Approved. CRD 119200.

**How much does Broadshore Capital Partners, LLC manage?**
Broadshore Capital Partners, LLC reports $981,645,694 in regulatory assets under management in its Form ADV filing dated July 28, 2026 (0% discretionary).

**How have Broadshore Capital Partners, LLC's assets and staff changed since 2021?**
In the Form ADV data for Broadshore Capital Partners, LLC: Regulatory assets under management: $1,754,619,488 in the October 2021 data and $981,645,694 in the October 2026 data, down 44%. Total employees: 30 in October 2021 and 16 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Broadshore Capital Partners, LLC serve?**
By number of clients on Form ADV Item 5.D: other (10); state or municipal government entities (including government pension plans) (1).

**Does Broadshore Capital Partners, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/119200

**What changed in Broadshore Capital Partners, LLC's recent Form ADV filings?**
In the August 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees
- Other

### Regulatory assets under management (Item 5.F)
- Total: $981,645,694
- Discretionary: $0
- Non-discretionary: $981,645,694

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | Not reported |
| High net worth individuals | 0 | Not reported |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 1 | $492,417,980 |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 10 | $489,227,714 |

### Advisory services (Item 5.G)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Other

### Firm details
- Registered since: 2003 (23 years)
- Employees: 16 total, 11 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- New York, NY

### Websites listed on Form ADV (Item 1.I)
- [broadshore.com](https://broadshore.com)
- LinkedIn @broadshore-capital-partners

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,754,619,488 | 30 | March 31, 2021 |
| October 2022 | $1,762,752,169 | 28 | May 31, 2022 |
| October 2023 | $1,280,171,711 | 26 | April 27, 2023 |
| October 2024 | $1,237,986,173 | 24 | August 27, 2024 |
| October 2025 | $1,123,748,106 | 24 | March 27, 2025 |
| October 2026 | $981,645,694 | 16 | July 28, 2026 |

Regulatory assets under management: $1,754,619,488 in the October 2021 data and $981,645,694 in the October 2026 data, down 44%.
Total employees: 30 in October 2021 and 16 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Regulatory assets under management went from $1,123,748,106 to $981,645,694 (-13%).

### December 2025
- Employees performing advisory functions went from 15 to 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Broadshore Capital Partners, LLC (CRD 119200): Form ADV filing data as of October 2026.