# Broadlight Capital Management, LLC

> Broadlight Capital Management, LLC is an SEC-registered investment advisory firm in Greenwich, CT, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 315015
- Filed as: BROADLIGHT CAPITAL MANAGEMENT, LLC
- Also doing business as: BROADLIGHT CAPITAL
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Greenwich, CT
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/315015
- AdvisorCensus page: https://advisorcensus.com/firm/broadlight-capital-management-llc-greenwich-ct-315015

## Quick answers

**How is Broadlight Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Broadlight Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**How much does Broadlight Capital Management, LLC charge?**
Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: 2% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Broadlight Capital Management, LLC located?**
Broadlight Capital Management, LLC's principal office is in Greenwich, CT, according to its Form ADV.

**Is Broadlight Capital Management, LLC registered with the SEC or a state?**
Broadlight Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 315015.

**How much does Broadlight Capital Management, LLC manage?**
Broadlight Capital Management, LLC reports $287,542,258 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Broadlight Capital Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Broadlight Capital Management, LLC: Regulatory assets under management: $118,286,100 in the October 2022 data and $287,542,258 in the October 2026 data, up 143%. Total employees: 3 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Broadlight Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (6).

**Does Broadlight Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/315015

**What changed in Broadlight Capital Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $217,752,195 to $287,542,258 (+32%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Asset-based fee: 2% of assets a year

> The Funds pay a Management Fee equal to 2% on an annual basis of aggregate capital commitments (“Commitments”) of investors that are not designated as “affiliated partners” by the General Partner.

> The Governing Documents generally permit the General Partner to waive or agree to reduce the Management Fee.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $287,542,258
- Discretionary: $287,542,258
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 6 | $287,542,258 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2021 (5 years)
- Employees: 8 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- broadlightcapital.com
- LinkedIn @broadlight-capital-management-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | Not reported | 3 | June 2, 2021 |
| October 2022 | $118,286,100 | 7 | July 14, 2022 |
| October 2023 | $197,323,564 | 7 | April 19, 2023 |
| October 2024 | $214,167,441 | 6 | March 28, 2024 |
| October 2025 | $217,752,195 | 7 | March 27, 2025 |
| October 2026 | $287,542,258 | 8 | March 30, 2026 |

Regulatory assets under management: $118,286,100 in the October 2022 data and $287,542,258 in the October 2026 data, up 143%.
Total employees: 3 in October 2021 and 8 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $217,752,195 to $287,542,258 (+32%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Broadlight Capital Management, LLC (CRD 315015): Form ADV filing data as of October 2026.