{ "crd_number": 132332, "slug": "broadhurst-financial-advisors-inc-austin-tx-132332", "primary_business_name": "BROADHURST FINANCIAL ADVISORS, INC.", "legal_name": "BROADHURST FINANCIAL ADVISORS, INC.", "dbas": [], "city": "Austin", "state": "TX", "country": "United States", "cbsa_code": "12420", "metro": { "cbsa_code": "12420", "common_name": "Austin", "msa_name": "Austin-Round Rock-San Marcos, TX", "path": "/advisors/tx/austin" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2025-05-27", "years_registered": 1, "period": "2026-10-01", "filing_date": "2026-06-17", "carried_forward": false, "raum_total": 128435308.0, "raum_discretionary": 128435308.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 1, "advisory_employees": 1, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 8938138.0, "count": 30 }, "high_net_worth_individuals": { "raum": 119497170.0, "count": 29 } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "MD", "PA", "TX" ], "websites": [ "https://broadhurstfinancial.com", "https://linkedin.com/in/jeffbroadhurst" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/132332", "city_as_filed": "AUSTIN", "url": "https://advisorcensus.com/firm/broadhurst-financial-advisors-inc-austin-tx-132332", "display_name": "Broadhurst Financial Advisors, Inc.", "summary": "Broadhurst Financial Advisors, Inc. is an SEC-registered investment advisory firm in Austin, TX, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 17, 2026.", "citation": "AdvisorCensus. Broadhurst Financial Advisors, Inc. (CRD 132332): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses" ], "quick_answers": [ { "q": "How is Broadhurst Financial Advisors, Inc. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Broadhurst Financial Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)." }, { "q": "Where is Broadhurst Financial Advisors, Inc. located?", "a": "Broadhurst Financial Advisors, Inc.'s principal office is in Austin, TX, according to its Form ADV." }, { "q": "Is Broadhurst Financial Advisors, Inc. registered with the SEC or a state?", "a": "Broadhurst Financial Advisors, Inc. is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 132332." }, { "q": "How much does Broadhurst Financial Advisors, Inc. manage?", "a": "Broadhurst Financial Advisors, Inc. reports $128,435,308 in regulatory assets under management in its Form ADV filing dated June 17, 2026 (100% discretionary)." }, { "q": "How have Broadhurst Financial Advisors, Inc.'s assets and staff changed since 2025?", "a": "In the Form ADV data for Broadhurst Financial Advisors, Inc.: Regulatory assets under management: $109,954,206 in the October 2025 data and $128,435,308 in the October 2026 data, up 17%. Total employees: 1 in October 2025 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Broadhurst Financial Advisors, Inc. serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (30); high net worth individuals (29)." }, { "q": "Which custodians does Broadhurst Financial Advisors, Inc. use?", "a": "Broadhurst Financial Advisors, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Altruist Financial LLC as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Broadhurst Financial Advisors, Inc. report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/132332" }, { "q": "Does Broadhurst Financial Advisors, Inc. state an account minimum?", "a": "Its Form ADV Part 2A brochure dated June 17, 2026 says: \"The suggested minimum account size is $3,000,000. In certain situations, this minimum is negotiable.\"" }, { "q": "What changed in Broadhurst Financial Advisors, Inc.'s recent Form ADV filings?", "a": "In the July 2026 filing data: Registered or notice-filed in MD, TX." } ], "filing_history": [ { "period": "2025-10-01", "regulatory_assets_under_management": 109954206.0, "total_employees": 1, "filing_date": "2025-05-06" }, { "period": "2026-10-01", "regulatory_assets_under_management": 128435308.0, "total_employees": 1, "filing_date": "2026-06-17" } ], "recent_changes": [ { "period": "2026-07-01", "period_label": "July 2026", "notes": [ "Registered or notice-filed in MD, TX." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $109,954,206 to $128,435,308 (+17%)." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated June 17, 2026", "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": "$3,000,000", "account_minimum_may_be_waived": true, "minimum_annual_fee": null, "figures": [ { "label": "Account minimum", "statements": [ "Account minimum: $3,000,000 (the brochure says it may be waived or negotiated)" ], "quotes": [ "The suggested minimum account size is $3,000,000. In certain situations, this minimum is negotiable." ] } ], "quotes": [ "The suggested minimum account size is $3,000,000. In certain situations, this minimum is negotiable." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [ { "name": "Altruist Financial LLC", "name_as_filed": "ALTRUIST FINANCIAL LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/broadhurst-financial-advisors-inc-austin-tx-132332.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 30, "fewer_than_5": false, "raum": 8938138.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 29, "fewer_than_5": false, "raum": 119497170.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/132332", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }