{ "crd_number": 285755, "slug": "broad-reach-investment-management-llp-london-285755", "primary_business_name": "BROAD REACH INVESTMENT MANAGEMENT LLP", "legal_name": "BROAD REACH INVESTMENT MANAGEMENT LLP", "dbas": [], "city": "London", "state": null, "country": "United Kingdom", "cbsa_code": null, "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2022-07-21", "years_registered": 4, "period": "2026-10-01", "filing_date": "2026-06-29", "carried_forward": false, "raum_total": 2560384288.0, "raum_discretionary": 2560384288.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 29, "advisory_employees": 11, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "other": { "raum": 181247121.0, "count": 1, "description": "SEPARATE MANAGED ACCOUNT", "fewer_than_5": true }, "pooled_investment_vehicles": { "raum": 2379137167.0, "count": 6 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [], "websites": [ "https://broadreachllp.com", "https://linkedin.com/company/broad-reach-investment-management-llp" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/285755", "city_as_filed": "LONDON", "url": "https://advisorcensus.com/firm/broad-reach-investment-management-llp-london-285755", "display_name": "Broad Reach Investment Management LLP", "summary": "Broad Reach Investment Management LLP is an SEC-registered investment advisory firm in London, United Kingdom, registered since 2022, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 29, 2026.", "citation": "AdvisorCensus. Broad Reach Investment Management LLP (CRD 285755): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Broad Reach Investment Management LLP compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Broad Reach Investment Management LLP reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Broad Reach Investment Management LLP located?", "a": "Broad Reach Investment Management LLP's principal office is in London, United Kingdom, according to its Form ADV; the July 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Broad Reach Investment Management LLP registered with the SEC or a state?", "a": "Broad Reach Investment Management LLP is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 285755." }, { "q": "How much does Broad Reach Investment Management LLP manage?", "a": "Broad Reach Investment Management LLP reports $2,560,384,288 in regulatory assets under management in its Form ADV filing dated June 29, 2026 (100% discretionary)." }, { "q": "How have Broad Reach Investment Management LLP's assets and staff changed since 2021?", "a": "In the Form ADV data for Broad Reach Investment Management LLP: Regulatory assets under management: $759,051,362 in the October 2022 data and $2,560,384,288 in the October 2026 data, up 237%. Total employees: 16 in October 2022 and 29 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Broad Reach Investment Management LLP serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (6); other (1)." }, { "q": "Which custodians does Broad Reach Investment Management LLP use?", "a": "Broad Reach Investment Management LLP's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Bank of New York Melon, Goldman Sachs International and J.P. Morgan Securities LLC as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Broad Reach Investment Management LLP report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/285755" }, { "q": "What changed in Broad Reach Investment Management LLP's recent Form ADV filings?", "a": "In the July 2026 filing data: Employees performing advisory functions went from 7 to 11. Regulatory assets under management went from $2,958,778,954 to $2,560,384,288 (-13%). Changed its office addresses in New York, NY." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": null, "total_employees": null, "filing_date": "2021-05-17" }, { "period": "2022-10-01", "regulatory_assets_under_management": 759051362.0, "total_employees": 16, "filing_date": "2022-06-24" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1129147802.0, "total_employees": 18, "filing_date": "2023-06-14" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1849037774.0, "total_employees": 23, "filing_date": "2024-06-26" }, { "period": "2025-10-01", "regulatory_assets_under_management": 2958778954.0, "total_employees": 24, "filing_date": "2025-06-20" }, { "period": "2026-10-01", "regulatory_assets_under_management": 2560384288.0, "total_employees": 29, "filing_date": "2026-06-29" } ], "recent_changes": [ { "period": "2026-07-01", "period_label": "July 2026", "notes": [ "Employees performing advisory functions went from 7 to 11.", "Regulatory assets under management went from $2,958,778,954 to $2,560,384,288 (-13%).", "Changed its office addresses in New York, NY." ] }, { "period": "2026-06-01", "period_label": "June 2026", "notes": [ "Employees performing advisory functions went from 6 to 7." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Bank of New York Melon", "name_as_filed": "BANK OF NEW YORK MELON", "affiliated": false }, { "name": "Goldman Sachs International", "name_as_filed": "GOLDMAN SACHS INTERNATIONAL", "affiliated": false }, { "name": "J.P. Morgan Securities LLC", "name_as_filed": "J.P. MORGAN SECURITIES LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/broad-reach-investment-management-llp-london-285755.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 6, "fewer_than_5": false, "raum": 2379137167.0 }, { "type": "other", "label": "Other", "count": 1, "fewer_than_5": true, "raum": 181247121.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/285755", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }