# Broad Reach Capital LLC

> Broad Reach Capital LLC is an SEC-registered investment advisory firm in Raleigh, NC, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 21, 2026.

- CRD: 144686
- Filed as: BROAD REACH CAPITAL LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Raleigh, NC
- Filing period: October 2026
- Form ADV filing dated: May 21, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/144686
- AdvisorCensus page: https://advisorcensus.com/firm/broad-reach-capital-llc-raleigh-nc-144686

## Quick answers

**How is Broad Reach Capital LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Broad Reach Capital LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Broad Reach Capital LLC located?**
Broad Reach Capital LLC's principal office is in Raleigh, NC, according to its Form ADV; the June 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Broad Reach Capital LLC registered with the SEC or a state?**
Broad Reach Capital LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 144686.

**How much does Broad Reach Capital LLC manage?**
Broad Reach Capital LLC reports $180,469,462 in regulatory assets under management in its Form ADV filing dated May 21, 2026 (100% discretionary).

**How have Broad Reach Capital LLC's assets and staff changed since 2024?**
In the Form ADV data for Broad Reach Capital LLC: Regulatory assets under management: $110,687,143 in the October 2024 data and $180,469,462 in the October 2026 data, up 63%. Total employees: 4 in October 2024 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Broad Reach Capital LLC serve?**
By number of clients on Form ADV Item 5.D: insurance companies (9); high net worth individuals (6); corporations or other businesses not listed above (4).

**Which custodians does Broad Reach Capital LLC use?**
Broad Reach Capital LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., Equity Trust Company, Interactive Brokers LLC and Pinnacle Financial Partners as custodians holding 10% or more of its separately managed account assets.

**Does Broad Reach Capital LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/144686

**Does Broad Reach Capital LLC state an account minimum?**
Its Form ADV Part 2A brochure dated May 21, 2026 says: "In general, we require a minimum of $1,000,000 to open and maintain an advisory account. At our discretion, we may waive or lower this minimum account size."

**What changed in Broad Reach Capital LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $125,952,819 to $180,469,462 (+43%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated May 21, 2026)

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> In general, we require a minimum of $1,000,000 to open and maintain an advisory account. At our discretion, we may waive or lower this minimum account size.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Equity Trust Company
- Interactive Brokers LLC
- Pinnacle Financial Partners

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $180,469,462
- Discretionary: $180,469,462
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 3 | $586,025 |
| High net worth individuals | 6 | $2,224,777 |
| Insurance companies | 9 | $172,102,250 |
| Corporations or other businesses not listed above | 4 | $5,556,410 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2024 (2 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: GA, MA, NC
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the June 2026 filing
- Bainbridge, GA

### Websites listed on Form ADV (Item 1.I)
- broadreachpartnersllc.com
- Facebook facebook.com
- LinkedIn @broad-reach-partners-llc-nc
- LinkedIn @scott-syphers-03bb1730

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $110,687,143 | 4 | July 22, 2024 |
| October 2025 | $125,952,819 | 4 | March 13, 2025 |
| October 2026 | $180,469,462 | 4 | May 21, 2026 |

Regulatory assets under management: $110,687,143 in the October 2024 data and $180,469,462 in the October 2026 data, up 63%.
Total employees: 4 in October 2024 and 4 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $125,952,819 to $180,469,462 (+43%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Broad Reach Capital LLC (CRD 144686): Form ADV filing data as of October 2026.