{ "crd_number": 284341, "slug": "broad-bay-capital-management-lp-new-york-ny-284341", "primary_business_name": "BROAD BAY CAPITAL MANAGEMENT LP", "legal_name": "BROAD BAY CAPITAL MANAGEMENT LP", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2016-08-01", "years_registered": 10, "period": "2026-10-01", "filing_date": "2026-09-15", "carried_forward": false, "raum_total": 1887847738.0, "raum_discretionary": 1887847738.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 10, "advisory_employees": 7, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 186737628.0, "count": 3 }, "corporations_other_businesses": { "raum": 1701110110.0, "count": 1 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "SC" ], "websites": [ "https://broadbaycapital.com", "https://linkedin.com/company/broad-bay-capital" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/284341", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/broad-bay-capital-management-lp-new-york-ny-284341", "display_name": "Broad Bay Capital Management LP", "summary": "Broad Bay Capital Management LP is an SEC-registered investment advisory firm in New York, NY, registered since 2016, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 15, 2026.", "citation": "AdvisorCensus. Broad Bay Capital Management LP (CRD 284341): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Broad Bay Capital Management LP compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Broad Bay Capital Management LP reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "Where is Broad Bay Capital Management LP located?", "a": "Broad Bay Capital Management LP's principal office is in New York, NY, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Broad Bay Capital Management LP registered with the SEC or a state?", "a": "Broad Bay Capital Management LP is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 284341." }, { "q": "How much does Broad Bay Capital Management LP manage?", "a": "Broad Bay Capital Management LP reports $1,887,847,738 in regulatory assets under management in its Form ADV filing dated September 15, 2026 (100% discretionary)." }, { "q": "How have Broad Bay Capital Management LP's assets and staff changed since 2021?", "a": "In the Form ADV data for Broad Bay Capital Management LP: Regulatory assets under management: $2,184,181,497 in the October 2021 data and $1,887,847,738 in the October 2026 data, down 14%. Total employees: 10 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Broad Bay Capital Management LP serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3); corporations or other businesses not listed above (1)." }, { "q": "Which custodians does Broad Bay Capital Management LP use?", "a": "Broad Bay Capital Management LP's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists BofA Securities, Inc., Goldman Sachs & Co. LLC and Morgan Stanley & Co. LLC as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Broad Bay Capital Management LP report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/284341" }, { "q": "What changed in Broad Bay Capital Management LP's recent Form ADV filings?", "a": "In the October 2026 filing data: Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 2184181497.0, "total_employees": 10, "filing_date": "2021-03-31" }, { "period": "2022-10-01", "regulatory_assets_under_management": 2226185412.0, "total_employees": 9, "filing_date": "2022-03-30" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1902920065.0, "total_employees": 11, "filing_date": "2023-03-30" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1789578519.0, "total_employees": 11, "filing_date": "2024-03-26" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1467515263.0, "total_employees": 12, "filing_date": "2025-03-25" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1887847738.0, "total_employees": 10, "filing_date": "2026-09-15" } ], "recent_changes": [ { "period": "2026-10-01", "period_label": "October 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $1,467,515,263 to $1,887,847,738 (+29%)." ] }, { "period": "2026-02-01", "period_label": "February 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "BofA Securities, Inc.", "name_as_filed": "BOFA SECURITIES, INC.", "affiliated": false }, { "name": "Goldman Sachs & Co. LLC", "name_as_filed": "GOLDMAN SACHS & CO. LLC", "affiliated": false }, { "name": "Morgan Stanley & Co. LLC", "name_as_filed": "MORGAN STANLEY & CO. LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/broad-bay-capital-management-lp-new-york-ny-284341.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 3, "fewer_than_5": false, "raum": 186737628.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 1, "fewer_than_5": false, "raum": 1701110110.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/284341", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }