{
  "crd_number": 291747,
  "slug": "brindle-and-bay-financial-advisors-llc-frisco-tx-291747",
  "primary_business_name": "BRINDLE & BAY FINANCIAL ADVISORS, LLC",
  "legal_name": "BRINDLE & BAY FINANCIAL ADVISORS, LLC",
  "dbas": [],
  "city": "Frisco",
  "state": "TX",
  "country": "United States",
  "cbsa_code": "19100",
  "metro": {
    "cbsa_code": "19100",
    "common_name": "Dallas",
    "msa_name": "Dallas-Fort Worth-Arlington, TX",
    "path": "/advisors/tx/dallas"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2024-09-03",
  "years_registered": 2,
  "period": "2026-10-01",
  "filing_date": "2026-07-10",
  "carried_forward": false,
  "raum_total": 184800000.0,
  "raum_discretionary": 184800000.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 3,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 56800000.0,
      "count": 115
    },
    "high_net_worth_individuals": {
      "raum": 128000000.0,
      "count": 69
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "SC",
    "TX",
    "WI"
  ],
  "websites": [
    "https://brindleandbay.com",
    "https://facebook.com/brindleandbay",
    "https://linkedin.com/company/brindle-bay-wealth-management",
    "https://youtube.com/@brindleandbay"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/291747",
  "city_as_filed": "FRISCO",
  "url": "https://advisorcensus.com/firm/brindle-and-bay-financial-advisors-llc-frisco-tx-291747",
  "display_name": "Brindle & Bay Financial Advisors, LLC",
  "summary": "Brindle & Bay Financial Advisors, LLC is an SEC-registered investment advisory firm in Frisco, TX, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 10, 2026.",
  "citation": "AdvisorCensus. Brindle & Bay Financial Advisors, LLC (CRD 291747): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Brindle & Bay Financial Advisors, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Brindle & Bay Financial Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Brindle & Bay Financial Advisors, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 25, 2026 states: Up to $1,000,000: 1.25% a year; $1,000,000 to $3,000,000: 0.8% a year; $3,000,000 to $5,000,000: 0.5% a year; Above $5,000,000: 0.3% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Brindle & Bay Financial Advisors, LLC located?",
      "a": "Brindle & Bay Financial Advisors, LLC's principal office is in Frisco, TX, according to its Form ADV."
    },
    {
      "q": "Is Brindle & Bay Financial Advisors, LLC registered with the SEC or a state?",
      "a": "Brindle & Bay Financial Advisors, LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 291747."
    },
    {
      "q": "How much does Brindle & Bay Financial Advisors, LLC manage?",
      "a": "Brindle & Bay Financial Advisors, LLC reports $184,800,000 in regulatory assets under management in its Form ADV filing dated July 10, 2026 (100% discretionary)."
    },
    {
      "q": "How have Brindle & Bay Financial Advisors, LLC's assets and staff changed since 2024?",
      "a": "In the Form ADV data for Brindle & Bay Financial Advisors, LLC: Regulatory assets under management: $100,509,682 in the October 2024 data and $184,800,000 in the October 2026 data, up 84%. Total employees: 2 in October 2024 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Brindle & Bay Financial Advisors, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (115); high net worth individuals (69)."
    },
    {
      "q": "Which custodians does Brindle & Bay Financial Advisors, LLC use?",
      "a": "Brindle & Bay Financial Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Altruist Financial LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Brindle & Bay Financial Advisors, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/291747"
    },
    {
      "q": "Does Brindle & Bay Financial Advisors, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 25, 2026 says: \"We require a minimum account size of $1,000,000 per client; however, we reserve the right to waive or decrease this minimum at our sole discretion.\""
    },
    {
      "q": "What changed in Brindle & Bay Financial Advisors, LLC's recent Form ADV filings?",
      "a": "In the August 2026 filing data: Registered or notice-filed in WI."
    }
  ],
  "filing_history": [
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 100509682.0,
      "total_employees": 2,
      "filing_date": "2024-08-04"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 114156212.0,
      "total_employees": 3,
      "filing_date": "2025-03-21"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 184800000.0,
      "total_employees": 4,
      "filing_date": "2026-07-10"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-08-01",
      "period_label": "August 2026",
      "notes": [
        "Registered or notice-filed in WI."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 2 to 3.",
        "Regulatory assets under management went from $114,156,212 to $184,800,000 (+62%)."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Registered or notice-filed in SC."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 25, 2026",
    "provided_by_the_firm": false,
    "tiers": [
      {
        "band": "Up to $1,000,000",
        "rate": "1.25%"
      },
      {
        "band": "$1,000,000 to $3,000,000",
        "rate": "0.8%"
      },
      {
        "band": "$3,000,000 to $5,000,000",
        "rate": "0.5%"
      },
      {
        "band": "Above $5,000,000",
        "rate": "0.3%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$1,000,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $1,000,000: 1.25% a year",
          "$1,000,000 to $3,000,000: 0.8% a year",
          "$3,000,000 to $5,000,000: 0.5% a year",
          "Above $5,000,000: 0.3% a year"
        ],
        "quotes": [
          "Our standard annual management fee schedule is: Custodian Reported Account Value Annual Management Fee First $1,000,000 1.25% Next $2,000,000 0.80% Next $2,000,000 0.50% Over $5,000,000 0.30%"
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "We require a minimum account size of $1,000,000 per client; however, we reserve the right to waive or decrease this minimum at our sole discretion."
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": 0.0,
          "max": 1000000.0,
          "rate_pct": 1.25
        },
        {
          "min": 1000000.0,
          "max": 3000000.0,
          "rate_pct": 0.8
        },
        {
          "min": 3000000.0,
          "max": 5000000.0,
          "rate_pct": 0.5
        },
        {
          "min": 5000000.0,
          "max": null,
          "rate_pct": 0.3
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 1000000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Our standard annual management fee schedule is: Custodian Reported Account Value Annual Management Fee First $1,000,000 1.25% Next $2,000,000 0.80% Next $2,000,000 0.50% Over $5,000,000 0.30%",
      "We require a minimum account size of $1,000,000 per client; however, we reserve the right to waive or decrease this minimum at our sole discretion."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Altruist Financial LLC",
      "name_as_filed": "ALTRUIST FINANCIAL LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/brindle-and-bay-financial-advisors-llc-frisco-tx-291747.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 115,
      "fewer_than_5": false,
      "raum": 56800000.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 69,
      "fewer_than_5": false,
      "raum": 128000000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/291747",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}