# Briggs Financial Inc.

> Briggs Financial Inc. is a state-registered investment advisory firm, registered since 2018, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated January 20, 2026.

- CRD: 291012
- Filed as: BRIGGS FINANCIAL INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: January 20, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/291012
- AdvisorCensus page: https://advisorcensus.com/firm/briggs-financial-inc-291012

## Quick answers

**How is Briggs Financial Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Briggs Financial Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Briggs Financial Inc. registered with the SEC or a state?**
Briggs Financial Inc. is a state-registered investment advisory firm, registered since 2018. Status as filed: APPROVED. CRD 291012.

**How much does Briggs Financial Inc. manage?**
Briggs Financial Inc. reports $52,000,000 in regulatory assets under management in its Form ADV filing dated January 20, 2026 (100% discretionary).

**What types of clients does Briggs Financial Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (135); high net worth individuals (13).

**Does Briggs Financial Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/291012

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $52,000,000
- Discretionary: $52,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 135 | $30,420,000 |
| High net worth individuals | 13 | $21,580,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2018 (8 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, IL, MI, MN, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- briggswealth.com
- Facebook @BRIGGSWEALTH
- Instagram @briggsfinancial
- LinkedIn @STEVEN-BRIGGS-18BB6317
- LinkedIn @briggs-financial-inc

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Briggs Financial Inc. (CRD 291012): Form ADV filing data as of October 2026.