# Bricks & Mortar Capital

> Bricks & Mortar Capital is a state-registered investment advisory firm in Los Angeles, CA, registered since 2002, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 14, 2026.

- CRD: 134230
- Filed as: BRICKS & MORTAR CAPITAL
- Legal name: Bricks & Mortar Capital, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Los Angeles, CA
- Filing period: October 2026
- Form ADV filing dated: February 14, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/134230
- AdvisorCensus page: https://advisorcensus.com/firm/bricks-and-mortar-capital-los-angeles-ca-134230

## Quick answers

**How is Bricks & Mortar Capital compensated?**
On its Form ADV (Item 5.E, October 2026), Bricks & Mortar Capital reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees.

**Where is Bricks & Mortar Capital located?**
Bricks & Mortar Capital's principal office is in Los Angeles, CA, according to its Form ADV.

**Is Bricks & Mortar Capital registered with the SEC or a state?**
Bricks & Mortar Capital is a state-registered investment advisory firm, registered since 2002. Status as filed: APPROVED. CRD 134230.

**How much does Bricks & Mortar Capital manage?**
Bricks & Mortar Capital reports $13,980,407 in regulatory assets under management in its Form ADV filing dated February 14, 2026 (100% discretionary).

**What types of clients does Bricks & Mortar Capital serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (3); pooled investment vehicles (other than investment companies and business development companies) (1).

**Does Bricks & Mortar Capital report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/134230

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $13,980,407
- Discretionary: $13,980,407
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 3 | $428,326 |
| High net worth individuals | Fewer than 5 | $5,819,485 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $7,732,596 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2002 (24 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- bamcap.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Bricks & Mortar Capital (CRD 134230): Form ADV filing data as of October 2026.