# Brick Capital Management Inc

> Brick Capital Management Inc is an SEC-registered investment advisory firm in East Lansing, MI, registered since 1992, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 107600
- Filed as: BRICK CAPITAL MANAGEMENT INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: East Lansing, MI
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/107600
- AdvisorCensus page: https://advisorcensus.com/firm/brick-capital-management-inc-east-lansing-mi-107600

## Quick answers

**How is Brick Capital Management Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Brick Capital Management Inc reports these compensation arrangements: fixed fees (other than subscription fees).

**Where is Brick Capital Management Inc located?**
Brick Capital Management Inc's principal office is in East Lansing, MI, according to its Form ADV.

**Is Brick Capital Management Inc registered with the SEC or a state?**
Brick Capital Management Inc is an SEC-registered investment advisory firm, registered since 1992. Status as filed: Approved. CRD 107600.

**How much does Brick Capital Management Inc manage?**
Brick Capital Management Inc reports $2,836,000,000 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (0% discretionary).

**How have Brick Capital Management Inc's assets and staff changed since 2021?**
In the Form ADV data for Brick Capital Management Inc: Regulatory assets under management: $3,449,000,000 in the October 2021 data and $2,836,000,000 in the October 2026 data, down 18%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Brick Capital Management Inc serve?**
By number of clients on Form ADV Item 5.D: banking or thrift institutions (20).

**Does Brick Capital Management Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107600

**Does Brick Capital Management Inc state an account minimum?**
Its Form ADV Part 2A brochure dated March 27, 2026 says: "We only provide financial advisory and investment management services to credit unions and we do not require a minimum account size to open and maintain an account."

## From the Form ADV filing

### Compensation (Item 5.E)
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 27, 2026)

- Account minimum: None

> We only provide financial advisory and investment management services to credit unions and we do not require a minimum account size to open and maintain an account.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $2,836,000,000
- Discretionary: $0
- Non-discretionary: $2,836,000,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Banking or thrift institutions | 20 | $2,836,000,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 1992 (33 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- brickinc.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $3,449,000,000 | 1 | March 30, 2021 |
| October 2022 | $4,320,000,000 | 1 | March 25, 2022 |
| October 2023 | $3,526,000,000 | 1 | March 21, 2023 |
| October 2024 | $3,269,000,000 | 1 | March 22, 2024 |
| October 2025 | $2,662,700,000 | 1 | March 27, 2025 |
| October 2026 | $2,836,000,000 | 1 | March 27, 2026 |

Regulatory assets under management: $3,449,000,000 in the October 2021 data and $2,836,000,000 in the October 2026 data, down 18%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Brick Capital Management Inc (CRD 107600): Form ADV filing data as of October 2026.