{ "crd_number": 107600, "slug": "brick-capital-management-inc-east-lansing-mi-107600", "primary_business_name": "BRICK CAPITAL MANAGEMENT INC", "legal_name": "BRICK CAPITAL MANAGEMENT INC", "dbas": [], "city": "East Lansing", "state": "MI", "country": "United States", "cbsa_code": "29620", "metro": { "cbsa_code": "29620", "common_name": "Lansing", "msa_name": "Lansing-East Lansing, MI", "path": "/advisors/mi/lansing" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "1992-10-29", "years_registered": 33, "period": "2026-10-01", "filing_date": "2026-03-27", "carried_forward": false, "raum_total": 2836000000.0, "raum_discretionary": 0.0, "raum_non_discretionary": 2836000000.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 1, "advisory_employees": 1, "client_count_bucket": null, "clients_by_type": { "banking_thrift": { "raum": 2836000000.0, "count": 20 } }, "compensation_types": [ "fixed" ], "advisory_activities": [ "financial_planning", "portfolio_management_businesses_institutional" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "MI" ], "websites": [ "https://brickinc.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/107600", "city_as_filed": "EAST LANSING", "url": "https://advisorcensus.com/firm/brick-capital-management-inc-east-lansing-mi-107600", "display_name": "Brick Capital Management Inc", "summary": "Brick Capital Management Inc is an SEC-registered investment advisory firm in East Lansing, MI, registered since 1992, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.", "citation": "AdvisorCensus. Brick Capital Management Inc (CRD 107600): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Brick Capital Management Inc compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Brick Capital Management Inc reports these compensation arrangements: fixed fees (other than subscription fees)." }, { "q": "Where is Brick Capital Management Inc located?", "a": "Brick Capital Management Inc's principal office is in East Lansing, MI, according to its Form ADV." }, { "q": "Is Brick Capital Management Inc registered with the SEC or a state?", "a": "Brick Capital Management Inc is an SEC-registered investment advisory firm, registered since 1992. Status as filed: Approved. CRD 107600." }, { "q": "How much does Brick Capital Management Inc manage?", "a": "Brick Capital Management Inc reports $2,836,000,000 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (0% discretionary)." }, { "q": "How have Brick Capital Management Inc's assets and staff changed since 2021?", "a": "In the Form ADV data for Brick Capital Management Inc: Regulatory assets under management: $3,449,000,000 in the October 2021 data and $2,836,000,000 in the October 2026 data, down 18%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Brick Capital Management Inc serve?", "a": "By number of clients on Form ADV Item 5.D: banking or thrift institutions (20)." }, { "q": "Does Brick Capital Management Inc report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107600" }, { "q": "Does Brick Capital Management Inc state an account minimum?", "a": "Its Form ADV Part 2A brochure dated March 27, 2026 says: \"We only provide financial advisory and investment management services to credit unions and we do not require a minimum account size to open and maintain an account.\"" } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 3449000000.0, "total_employees": 1, "filing_date": "2021-03-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": 4320000000.0, "total_employees": 1, "filing_date": "2022-03-25" }, { "period": "2023-10-01", "regulatory_assets_under_management": 3526000000.0, "total_employees": 1, "filing_date": "2023-03-21" }, { "period": "2024-10-01", "regulatory_assets_under_management": 3269000000.0, "total_employees": 1, "filing_date": "2024-03-22" }, { "period": "2025-10-01", "regulatory_assets_under_management": 2662700000.0, "total_employees": 1, "filing_date": "2025-03-27" }, { "period": "2026-10-01", "regulatory_assets_under_management": 2836000000.0, "total_employees": 1, "filing_date": "2026-03-27" } ], "recent_changes": [], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 27, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": "None", "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [], "figures": [ { "label": "Account minimum", "statements": [ "Account minimum: None" ], "quotes": [ "We only provide financial advisory and investment management services to credit unions and we do not require a minimum account size to open and maintain an account." ] } ], "values": { "tiers": [], "range_pct": null, "max_pct": null, "account_minimum": 0.0, "minimum_annual_fee": null, "planning": [] }, "quotes": [ "We only provide financial advisory and investment management services to credit unions and we do not require a minimum account size to open and maintain an account." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/brick-capital-management-inc-east-lansing-mi-107600.md", "clients": [ { "type": "banking_thrift", "label": "Banking or thrift institutions", "count": 20, "fewer_than_5": false, "raum": 2836000000.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/107600", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }