# Brick & Kyle Associates Inc

> Brick & Kyle Associates Inc is an SEC-registered investment advisory firm in Newtown, PA, registered since 1998, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 6, 2026.

- CRD: 107771
- Filed as: BRICK & KYLE ASSOCIATES INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Newtown, PA
- Filing period: October 2026
- Form ADV filing dated: April 6, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/107771
- AdvisorCensus page: https://advisorcensus.com/firm/brick-and-kyle-associates-inc-newtown-pa-107771

## Quick answers

**How is Brick & Kyle Associates Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Brick & Kyle Associates Inc reports these compensation arrangements: a percentage of assets under its management.

**Where is Brick & Kyle Associates Inc located?**
Brick & Kyle Associates Inc's principal office is in Newtown, PA, according to its Form ADV.

**Is Brick & Kyle Associates Inc registered with the SEC or a state?**
Brick & Kyle Associates Inc is an SEC-registered investment advisory firm, registered since 1998. Status as filed: Approved. CRD 107771.

**How much does Brick & Kyle Associates Inc manage?**
Brick & Kyle Associates Inc reports $491,727,277 in regulatory assets under management in its Form ADV filing dated April 6, 2026 (100% discretionary).

**How have Brick & Kyle Associates Inc's assets and staff changed since 2021?**
In the Form ADV data for Brick & Kyle Associates Inc: Regulatory assets under management: $316,743,918 in the October 2021 data and $491,727,277 in the October 2026 data, up 55%. Total employees: 6 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Brick & Kyle Associates Inc serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (314); individuals (other than high net worth individuals) (113).

**Does Brick & Kyle Associates Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107771

**Does Brick & Kyle Associates Inc state an account minimum?**
Its Form ADV Part 2A brochure dated April 6, 2026 says: "A minimum of $250,000 in assets under management is typically required for this service. However, Brick and Kyle may, at its sole discretion, waive this minimum"

**What changed in Brick & Kyle Associates Inc's recent Form ADV filings?**
In the May 2026 filing data: Regulatory assets under management went from $425,270,464 to $491,727,277 (+16%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated April 6, 2026)

- Account minimum: $250,000 (the brochure says it may be waived or negotiated)

> A minimum of $250,000 in assets under management is typically required for this service. However, Brick and Kyle may, at its sole discretion, waive this minimum

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $491,727,277
- Discretionary: $491,727,277
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 113 | $105,586,165 |
| High net worth individuals | 314 | $386,141,112 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1998 (28 years)
- Employees: 6 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, NC, NJ, NY, PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- brick-kyle.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $316,743,918 | 6 | July 16, 2021 |
| October 2022 | $376,743,918 | 7 | April 13, 2022 |
| October 2023 | $347,113,222 | 6 | April 10, 2023 |
| October 2024 | $397,730,336 | 6 | April 3, 2024 |
| October 2025 | $425,270,464 | 6 | May 1, 2025 |
| October 2026 | $491,727,277 | 6 | April 6, 2026 |

Regulatory assets under management: $316,743,918 in the October 2021 data and $491,727,277 in the October 2026 data, up 55%.
Total employees: 6 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Regulatory assets under management went from $425,270,464 to $491,727,277 (+16%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Brick & Kyle Associates Inc (CRD 107771): Form ADV filing data as of October 2026.