# Brian Thompson Financial

> Brian Thompson Financial is a state-registered investment advisory firm, registered since 2016, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 23, 2026.

- CRD: 282379
- Filed as: BRIAN THOMPSON FINANCIAL
- Legal name: Brian Thompson Financial LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: March 23, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/282379
- AdvisorCensus page: https://advisorcensus.com/firm/brian-thompson-financial-282379

## Quick answers

**How is Brian Thompson Financial compensated?**
On its Form ADV (Item 5.E, October 2026), Brian Thompson Financial reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Brian Thompson Financial registered with the SEC or a state?**
Brian Thompson Financial is a state-registered investment advisory firm, registered since 2016. Status as filed: APPROVED. CRD 282379.

**How much does Brian Thompson Financial manage?**
Brian Thompson Financial reports $19,065,695 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (100% discretionary).

**What types of clients does Brian Thompson Financial serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (15); high net worth individuals (3); charitable organizations (1).

**Does Brian Thompson Financial report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/282379

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $19,065,695
- Discretionary: $19,065,695
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 15 | $4,017,381 |
| High net worth individuals | 3 | $15,046,400 |
| Charitable organizations | 1 | $1,914 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2016 (10 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- btfinancial.com
- Facebook facebook.com
- Instagram @btfinancial
- LinkedIn @BRIANTHOMPSONFINANCIAL
- YouTube @BrianThompsonMDB

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Brian Thompson Financial (CRD 282379): Form ADV filing data as of October 2026.