# Bregal Investments, Inc.

> Bregal Investments, Inc. is an SEC-registered investment advisory firm in New York, NY, registered since 2016, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 285006
- Filed as: BREGAL INVESTMENTS, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/285006
- AdvisorCensus page: https://advisorcensus.com/firm/bregal-investments-inc-new-york-ny-285006

## Quick answers

**How is Bregal Investments, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Bregal Investments, Inc. reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other.

**How much does Bregal Investments, Inc. charge?**
Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: 1.5% to 2% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Bregal Investments, Inc. located?**
Bregal Investments, Inc.'s principal office is in New York, NY, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Bregal Investments, Inc. registered with the SEC or a state?**
Bregal Investments, Inc. is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 285006.

**How much does Bregal Investments, Inc. manage?**
Bregal Investments, Inc. reports $27,547,553,868 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Bregal Investments, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Bregal Investments, Inc.: Regulatory assets under management: $21,631,537,754 in the October 2021 data and $27,547,553,868 in the October 2026 data, up 27%. Total employees: 68 in October 2021 and 101 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Bregal Investments, Inc. serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (44).

**Does Bregal Investments, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/285006

**What changed in Bregal Investments, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 56 to 62. No longer lists an office in Dallas, TX. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees
- Other

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Asset-based fee: 1.5% to 2% a year (a range, as the brochure states it)

> The Management Fee with respect to a limited partner unaffiliated with the Adviser and COFRA is typically between 1.5% and 2% per annum of such limited partner’s capital commitment during the investment period

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $27,547,553,868
- Discretionary: $27,547,553,868
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 44 | $27,547,553,868 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2016 (9 years)
- Employees: 101 total, 62 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Palo Alto, CA

### Websites listed on Form ADV (Item 1.I)
- [bregal-private-equity-partners.com](https://bregal-private-equity-partners.com)
- [bregal.com](https://bregal.com)
- [bregalenergy.com](https://bregalenergy.com)
- [bregalpartners.com](https://bregalpartners.com)
- [sagemount.com](https://sagemount.com)
- LinkedIn @BREGAL-ENERGY
- LinkedIn @BREGAL-INVESTMENTS
- LinkedIn @BREGAL-PARTNERS
- LinkedIn @BREGAL-SAGEMOUNT
- X @BREGALSAGEMOUNT

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $21,631,537,754 | 68 | September 20, 2021 |
| October 2022 | $18,712,670,381 | 68 | May 18, 2022 |
| October 2023 | $20,229,801,022 | 81 | August 21, 2023 |
| October 2024 | $25,847,352,343 | 96 | March 29, 2024 |
| October 2025 | $25,847,352,343 | 96 | March 29, 2025 |
| October 2026 | $27,547,553,868 | 101 | March 30, 2026 |

Regulatory assets under management: $21,631,537,754 in the October 2021 data and $27,547,553,868 in the October 2026 data, up 27%.
Total employees: 68 in October 2021 and 101 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 56 to 62.
- No longer lists an office in Dallas, TX.
- Updated its list of owners and control persons (Schedule A).

### March 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Bregal Investments, Inc. (CRD 285006): Form ADV filing data as of October 2026.