# Breckinridge Capital Advisors Inc

> Breckinridge Capital Advisors Inc is an SEC-registered investment advisory firm in Boston, MA, registered since 1993, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 18, 2026.

- CRD: 107143
- Filed as: BRECKINRIDGE CAPITAL ADVISORS INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Boston, MA
- Filing period: October 2026
- Form ADV filing dated: March 18, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/107143
- AdvisorCensus page: https://advisorcensus.com/firm/breckinridge-capital-advisors-inc-boston-ma-107143

## Quick answers

**How is Breckinridge Capital Advisors Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Breckinridge Capital Advisors Inc reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Breckinridge Capital Advisors Inc located?**
Breckinridge Capital Advisors Inc's principal office is in Boston, MA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Breckinridge Capital Advisors Inc registered with the SEC or a state?**
Breckinridge Capital Advisors Inc is an SEC-registered investment advisory firm, registered since 1993. Status as filed: Approved. CRD 107143.

**How much does Breckinridge Capital Advisors Inc manage?**
Breckinridge Capital Advisors Inc reports $54,279,265,206 in regulatory assets under management in its Form ADV filing dated March 18, 2026 (100% discretionary).

**How have Breckinridge Capital Advisors Inc's assets and staff changed since 2021?**
In the Form ADV data for Breckinridge Capital Advisors Inc: Regulatory assets under management: $44,762,607,251 in the October 2021 data and $54,279,265,206 in the October 2026 data, up 21%. Total employees: 83 in October 2021 and 88 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Breckinridge Capital Advisors Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (8,657); high net worth individuals (7,705); corporations or other businesses not listed above (987).

**Which custodians does Breckinridge Capital Advisors Inc use?**
Breckinridge Capital Advisors Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Breckinridge Capital Advisors Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107143

**What changed in Breckinridge Capital Advisors Inc's recent Form ADV filings?**
In the April 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $54,279,265,206
- Discretionary: $54,279,265,206
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 8,657 | $4,991,632,532 |
| High net worth individuals | 7,705 | $29,456,980,211 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 2 | $113,224,117 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $197,679,476 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 33 | $65,956,855 |
| Charitable organizations | 975 | $9,542,778,783 |
| State or municipal government entities (including government pension plans) | 6 | $75,145,628 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 13 | $194,847,724 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 987 | $8,020,966,461 |
| Other | 68 | $1,620,053,419 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 1993 (33 years)
- Employees: 88 total, 41 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- San Diego, CA

### Websites listed on Form ADV (Item 1.I)
- breckinridge.com
- LinkedIn @breckinridge-capital-advisors
- X @BRECKCAP

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $44,762,607,251 | 83 | April 13, 2021 |
| October 2022 | $46,725,403,035 | 88 | March 25, 2022 |
| October 2023 | $42,249,722,749 | 91 | March 29, 2023 |
| October 2024 | $47,857,100,752 | 92 | March 28, 2024 |
| October 2025 | $50,989,726,048 | 89 | March 19, 2025 |
| October 2026 | $54,279,265,206 | 88 | March 18, 2026 |

Regulatory assets under management: $44,762,607,251 in the October 2021 data and $54,279,265,206 in the October 2026 data, up 21%.
Total employees: 83 in October 2021 and 88 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Breckinridge Capital Advisors Inc (CRD 107143): Form ADV filing data as of October 2026.