{
  "crd_number": 107143,
  "slug": "breckinridge-capital-advisors-inc-boston-ma-107143",
  "primary_business_name": "BRECKINRIDGE CAPITAL ADVISORS INC",
  "legal_name": "BRECKINRIDGE CAPITAL ADVISORS INC",
  "dbas": [],
  "city": "Boston",
  "state": "MA",
  "country": "United States",
  "cbsa_code": "14460",
  "metro": {
    "cbsa_code": "14460",
    "common_name": "Boston",
    "msa_name": "Boston-Cambridge-Newton, MA-NH",
    "path": "/advisors/ma/boston"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1993-04-29",
  "years_registered": 33,
  "period": "2026-10-01",
  "filing_date": "2026-03-18",
  "carried_forward": false,
  "raum_total": 54279265206.0,
  "raum_discretionary": 54279265206.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 88,
  "advisory_employees": 41,
  "client_count_bucket": null,
  "clients_by_type": {
    "other": {
      "raum": 1620053419.0,
      "count": 68,
      "description": "INSTITUTIONAL TRUSTS, TAFT/HARTLEY, RETIREMENT PLANS NOT CAPTURED IN OTHER CATEGORIES"
    },
    "charitable": {
      "raum": 9542778783.0,
      "count": 975
    },
    "individuals": {
      "raum": 4991632532.0,
      "count": 8657
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 75145628.0,
      "count": 6
    },
    "insurance_companies": {
      "raum": 194847724.0,
      "count": 13
    },
    "investment_companies": {
      "raum": 113224117.0,
      "count": 2
    },
    "pension_profit_sharing": {
      "raum": 65956855.0,
      "count": 33
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 29456980211.0,
      "count": 7705
    },
    "pooled_investment_vehicles": {
      "raum": 197679476.0,
      "count": 1
    },
    "corporations_other_businesses": {
      "raum": 8020966461.0,
      "count": 987
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_investment_companies",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AK",
    "AL",
    "AR",
    "AZ",
    "CA",
    "CO",
    "CT",
    "DC",
    "DE",
    "FL",
    "GA",
    "HI",
    "IA",
    "ID",
    "IL",
    "IN",
    "KS",
    "KY",
    "LA",
    "MA",
    "MD",
    "ME",
    "MI",
    "MN",
    "MO",
    "MS",
    "MT",
    "NC",
    "ND",
    "NE",
    "NH",
    "NJ",
    "NM",
    "NV",
    "NY",
    "OH",
    "OK",
    "OR",
    "PA",
    "PR",
    "RI",
    "SC",
    "SD",
    "TN",
    "TX",
    "UT",
    "VA",
    "VI",
    "VT",
    "WA",
    "WI",
    "WV",
    "WY"
  ],
  "websites": [
    "https://breckinridge.com",
    "https://linkedin.com/company/breckinridge-capital-advisors",
    "https://x.com/BRECKCAP"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/107143",
  "city_as_filed": "BOSTON",
  "url": "https://advisorcensus.com/firm/breckinridge-capital-advisors-inc-boston-ma-107143",
  "display_name": "Breckinridge Capital Advisors Inc",
  "summary": "Breckinridge Capital Advisors Inc is an SEC-registered investment advisory firm in Boston, MA, registered since 1993, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 18, 2026.",
  "citation": "AdvisorCensus. Breckinridge Capital Advisors Inc (CRD 107143): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for investment companies (and business development companies)",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Breckinridge Capital Advisors Inc compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Breckinridge Capital Advisors Inc reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Where is Breckinridge Capital Advisors Inc located?",
      "a": "Breckinridge Capital Advisors Inc's principal office is in Boston, MA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Breckinridge Capital Advisors Inc registered with the SEC or a state?",
      "a": "Breckinridge Capital Advisors Inc is an SEC-registered investment advisory firm, registered since 1993. Status as filed: Approved. CRD 107143."
    },
    {
      "q": "How much does Breckinridge Capital Advisors Inc manage?",
      "a": "Breckinridge Capital Advisors Inc reports $54,279,265,206 in regulatory assets under management in its Form ADV filing dated March 18, 2026 (100% discretionary)."
    },
    {
      "q": "How have Breckinridge Capital Advisors Inc's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Breckinridge Capital Advisors Inc: Regulatory assets under management: $44,762,607,251 in the October 2021 data and $54,279,265,206 in the October 2026 data, up 21%. Total employees: 83 in October 2021 and 88 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Breckinridge Capital Advisors Inc serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (8,657); high net worth individuals (7,705); corporations or other businesses not listed above (987)."
    },
    {
      "q": "Which custodians does Breckinridge Capital Advisors Inc use?",
      "a": "Breckinridge Capital Advisors Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Breckinridge Capital Advisors Inc report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107143"
    },
    {
      "q": "What changed in Breckinridge Capital Advisors Inc's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 44762607251.0,
      "total_employees": 83,
      "filing_date": "2021-04-13"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 46725403035.0,
      "total_employees": 88,
      "filing_date": "2022-03-25"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 42249722749.0,
      "total_employees": 91,
      "filing_date": "2023-03-29"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 47857100752.0,
      "total_employees": 92,
      "filing_date": "2024-03-28"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 50989726048.0,
      "total_employees": 89,
      "filing_date": "2025-03-19"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 54279265206.0,
      "total_employees": 88,
      "filing_date": "2026-03-18"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "National Financial Services LLC",
      "name_as_filed": "NATIONAL FINANCIAL SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/breckinridge-capital-advisors-inc-boston-ma-107143.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 8657,
      "fewer_than_5": false,
      "raum": 4991632532.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 7705,
      "fewer_than_5": false,
      "raum": 29456980211.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 2,
      "fewer_than_5": false,
      "raum": 113224117.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 1,
      "fewer_than_5": false,
      "raum": 197679476.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 33,
      "fewer_than_5": false,
      "raum": 65956855.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 975,
      "fewer_than_5": false,
      "raum": 9542778783.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 6,
      "fewer_than_5": false,
      "raum": 75145628.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 13,
      "fewer_than_5": false,
      "raum": 194847724.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 987,
      "fewer_than_5": false,
      "raum": 8020966461.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 68,
      "fewer_than_5": false,
      "raum": 1620053419.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/107143",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}