# Breakforth Investment Management, Inc

> Breakforth Investment Management, Inc is a state-registered investment advisory firm, registered since 1991, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 121540
- Filed as: BREAKFORTH INVESTMENT MANAGEMENT, INC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Pennsylvania
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/121540
- AdvisorCensus page: https://advisorcensus.com/firm/breakforth-investment-management-inc-121540

## Quick answers

**How is Breakforth Investment Management, Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Breakforth Investment Management, Inc reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Breakforth Investment Management, Inc registered with the SEC or a state?**
Breakforth Investment Management, Inc is a state-registered investment advisory firm, registered since 1991. Status as filed: APPROVED. CRD 121540.

**How much does Breakforth Investment Management, Inc manage?**
Breakforth Investment Management, Inc reports $18,174,000 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (0% discretionary).

**What types of clients does Breakforth Investment Management, Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (17); high net worth individuals (8).

**Does Breakforth Investment Management, Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/121540

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Regulatory assets under management (Item 5.F)
- Total: $18,174,000
- Discretionary: $0
- Non-discretionary: $18,174,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 17 | $4,143,000 |
| High net worth individuals | 8 | $14,031,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1991 (35 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- breakforth.biz

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Breakforth Investment Management, Inc (CRD 121540): Form ADV filing data as of October 2026.