# Braxton Financial Group, LLC

> Braxton Financial Group, LLC is a state-registered investment advisory firm in Frisco, TX, registered since 2018, reporting under $25 million in regulatory assets under management in its Form ADV filing dated April 23, 2026.

- CRD: 292903
- Filed as: BRAXTON FINANCIAL GROUP, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Frisco, TX
- Filing period: October 2026
- Form ADV filing dated: April 23, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/292903
- AdvisorCensus page: https://advisorcensus.com/firm/braxton-financial-group-llc-frisco-tx-292903

## Quick answers

**How is Braxton Financial Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Braxton Financial Group, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Braxton Financial Group, LLC located?**
Braxton Financial Group, LLC's principal office is in Frisco, TX, according to its Form ADV.

**Is Braxton Financial Group, LLC registered with the SEC or a state?**
Braxton Financial Group, LLC is a state-registered investment advisory firm, registered since 2018. Status as filed: APPROVED. CRD 292903.

**How much does Braxton Financial Group, LLC manage?**
Braxton Financial Group, LLC reports $35,892 in regulatory assets under management in its Form ADV filing dated April 23, 2026 (100% discretionary).

**Does Braxton Financial Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/292903

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $35,892
- Discretionary: $35,892
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $35,892 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2018 (8 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Braxton Financial Group, LLC (CRD 292903): Form ADV filing data as of October 2026.