{ "crd_number": 336030, "slug": "brave-new-wealth-westlake-village-ca-336030", "primary_business_name": "BRAVE NEW WEALTH", "legal_name": "BRAVE NEW WEALTH, LLC", "dbas": [ "BRAVE NEW WEALTH" ], "city": "Westlake Village", "state": "CA", "country": "United States", "cbsa_code": "37100", "metro": { "cbsa_code": "37100", "common_name": "Oxnard", "msa_name": "Oxnard-Thousand Oaks-Ventura, CA", "path": "/advisors/ca/oxnard" }, "registration_type": "state", "registration_status": "APPROVED", "registration_date": "2025-11-04", "years_registered": 0, "period": "2026-10-01", "filing_date": "2026-09-22", "carried_forward": false, "raum_total": 130719275.0, "raum_discretionary": 130719275.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 4, "advisory_employees": 2, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "individuals": { "raum": 1936837.0, "count": 4, "fewer_than_5": true }, "high_net_worth_individuals": { "raum": 128782438.0, "count": 16 } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA", "NY" ], "websites": [ "https://bravenewwealthwm.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/336030", "city_as_filed": "WESTLAKE VILLAGE", "url": "https://advisorcensus.com/firm/brave-new-wealth-westlake-village-ca-336030", "display_name": "Brave New Wealth", "summary": "Brave New Wealth is a state-registered investment advisory firm in Westlake Village, CA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 22, 2026.", "citation": "AdvisorCensus. Brave New Wealth (CRD 336030): Form ADV filing data as of October 2026.", "registration_type_label": "State-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Brave New Wealth compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Brave New Wealth reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Brave New Wealth located?", "a": "Brave New Wealth's principal office is in Westlake Village, CA, according to its Form ADV." }, { "q": "Is Brave New Wealth registered with the SEC or a state?", "a": "Brave New Wealth is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 336030." }, { "q": "How much does Brave New Wealth manage?", "a": "Brave New Wealth reports $130,719,275 in regulatory assets under management in its Form ADV filing dated September 22, 2026 (100% discretionary)." }, { "q": "How have Brave New Wealth's assets and staff changed since 2025?", "a": "In the Form ADV data for Brave New Wealth: Regulatory assets under management: $0 in the October 2025 data and $130,719,275 in the October 2026 data. Total employees: 1 in October 2025 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Brave New Wealth serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (16); individuals (other than high net worth individuals) (4)." }, { "q": "Does Brave New Wealth report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/336030" }, { "q": "What changed in Brave New Wealth's recent Form ADV filings?", "a": "In the October 2026 filing data: Employees performing advisory functions went from 1 to 2. Regulatory assets under management went from $33,323,099 to $130,719,275 (+292%)." } ], "filing_history": [ { "period": "2025-10-01", "regulatory_assets_under_management": 0.0, "total_employees": 1, "filing_date": "2025-06-12" }, { "period": "2026-10-01", "regulatory_assets_under_management": 130719275.0, "total_employees": 4, "filing_date": "2026-09-22" } ], "recent_changes": [ { "period": "2026-10-01", "period_label": "October 2026", "notes": [ "Employees performing advisory functions went from 1 to 2.", "Regulatory assets under management went from $33,323,099 to $130,719,275 (+292%)." ] }, { "period": "2025-12-01", "period_label": "December 2025", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/brave-new-wealth-westlake-village-ca-336030.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 4, "fewer_than_5": true, "raum": 1936837.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 16, "fewer_than_5": false, "raum": 128782438.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/336030", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }