{ "crd_number": 283307, "slug": "brave-eagle-wealth-management-new-york-ny-283307", "primary_business_name": "BRAVE EAGLE WEALTH MANAGEMENT", "legal_name": "BRAVE EAGLE WEALTH MANAGEMENT, LLC", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2022-03-04", "years_registered": 4, "period": "2026-10-01", "filing_date": "2026-09-30", "carried_forward": false, "raum_total": 101000000.0, "raum_discretionary": 101000000.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 2, "advisory_employees": 1, "client_count_bucket": null, "clients_by_type": { "other": { "raum": 0.0, "count": 0 }, "charitable": { "raum": 0.0, "count": 0 }, "individuals": { "raum": 41000000.0, "count": 70 }, "banking_thrift": { "raum": 0.0, "count": 0 }, "state_municipal": { "raum": 0.0, "count": 0 }, "insurance_companies": { "raum": 0.0, "count": 0 }, "investment_companies": { "raum": 0.0, "count": 0 }, "pension_profit_sharing": { "raum": 0.0, "count": 0 }, "other_investment_advisers": { "raum": 0.0, "count": 0 }, "high_net_worth_individuals": { "raum": 60000000.0, "count": 37 }, "pooled_investment_vehicles": { "raum": 0.0, "count": 0 }, "corporations_other_businesses": { "raum": 0.0, "count": 0 }, "business_development_companies": { "raum": 0.0, "count": 0 }, "sovereign_wealth_foreign_official": { "raum": 0.0, "count": 0 } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "educational_seminars", "financial_planning", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "FL", "NY" ], "websites": [ "https://braveeaglewealth.com", "https://facebook.com/braveeaglewealthmanagement", "https://linkedin.com/company/brave-eagle-wealth-management", "https://seekingalpha.com/author/robert-ruggirello-cfa" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/283307", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/brave-eagle-wealth-management-new-york-ny-283307", "display_name": "Brave Eagle Wealth Management", "summary": "Brave Eagle Wealth Management is an SEC-registered investment advisory firm in New York, NY, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 30, 2026.", "citation": "AdvisorCensus. Brave Eagle Wealth Management (CRD 283307): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Educational seminars/workshops" ], "quick_answers": [ { "q": "How is Brave Eagle Wealth Management compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Brave Eagle Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)." }, { "q": "Where is Brave Eagle Wealth Management located?", "a": "Brave Eagle Wealth Management's principal office is in New York, NY, according to its Form ADV." }, { "q": "Is Brave Eagle Wealth Management registered with the SEC or a state?", "a": "Brave Eagle Wealth Management is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 283307." }, { "q": "How much does Brave Eagle Wealth Management manage?", "a": "Brave Eagle Wealth Management reports $101,000,000 in regulatory assets under management in its Form ADV filing dated September 30, 2026 (100% discretionary)." }, { "q": "How have Brave Eagle Wealth Management's assets and staff changed since 2022?", "a": "In the Form ADV data for Brave Eagle Wealth Management: Regulatory assets under management: $30,000,000 in the October 2022 data and $101,000,000 in the October 2026 data, up 237%. Total employees: 2 in October 2022 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Brave Eagle Wealth Management serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (70); high net worth individuals (37)." }, { "q": "Which custodians does Brave Eagle Wealth Management use?", "a": "Brave Eagle Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Interactive Brokers LLC as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Brave Eagle Wealth Management report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/283307" }, { "q": "Does Brave Eagle Wealth Management state an account minimum?", "a": "Its Form ADV Part 2A brochure dated March 6, 2026 says: \"We do not require minimum income, minimum asset levels or other similar preconditions.\"" }, { "q": "What changed in Brave Eagle Wealth Management's recent Form ADV filings?", "a": "In the October 2026 filing data: Employees performing advisory functions went from 2 to 1. Registered or notice-filed in FL." } ], "filing_history": [ { "period": "2022-10-01", "regulatory_assets_under_management": 30000000.0, "total_employees": 2, "filing_date": "2022-05-04" }, { "period": "2023-10-01", "regulatory_assets_under_management": 42000000.0, "total_employees": 2, "filing_date": "2023-02-14" }, { "period": "2024-10-01", "regulatory_assets_under_management": 52000000.0, "total_employees": 2, "filing_date": "2024-08-28" }, { "period": "2025-10-01", "regulatory_assets_under_management": 72000000.0, "total_employees": 2, "filing_date": "2025-02-11" }, { "period": "2026-10-01", "regulatory_assets_under_management": 101000000.0, "total_employees": 2, "filing_date": "2026-09-30" } ], "recent_changes": [ { "period": "2026-10-01", "period_label": "October 2026", "notes": [ "Employees performing advisory functions went from 2 to 1.", "Registered or notice-filed in FL." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $72,000,000 to $101,000,000 (+40%)." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 6, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": "None", "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [], "figures": [ { "label": "Account minimum", "statements": [ "Account minimum: None" ], "quotes": [ "We do not require minimum income, minimum asset levels or other similar preconditions." ] } ], "values": { "tiers": [], "range_pct": null, "max_pct": null, "account_minimum": 0.0, "minimum_annual_fee": null, "planning": [] }, "quotes": [ "We do not require minimum income, minimum asset levels or other similar preconditions." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [ { "name": "Interactive Brokers LLC", "name_as_filed": "INTERACTIVE BROKERS LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/brave-eagle-wealth-management-new-york-ny-283307.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 70, "fewer_than_5": false, "raum": 41000000.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 37, "fewer_than_5": false, "raum": 60000000.0 }, { "type": "banking_thrift", "label": "Banking or thrift institutions", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "investment_companies", "label": "Investment companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "business_development_companies", "label": "Business development companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "state_municipal", "label": "State or municipal government entities (including government pension plans)", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "other_investment_advisers", "label": "Other investment advisers", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "sovereign_wealth_foreign_official", "label": "Sovereign wealth funds and foreign official institutions", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "other", "label": "Other", "count": 0, "fewer_than_5": false, "raum": 0.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/283307", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }