{
  "crd_number": 107657,
  "slug": "branson-fowlkes-and-co-inc-houston-tx-107657",
  "primary_business_name": "BRANSON FOWLKES & CO INC",
  "legal_name": "BRANSON FOWLKES & CO INC",
  "dbas": [],
  "city": "Houston",
  "state": "TX",
  "country": "United States",
  "cbsa_code": "26420",
  "metro": {
    "cbsa_code": "26420",
    "common_name": "Houston",
    "msa_name": "Houston-Pasadena-The Woodlands, TX",
    "path": "/advisors/tx/houston"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1993-06-22",
  "years_registered": 33,
  "period": "2026-10-01",
  "filing_date": "2026-03-23",
  "carried_forward": false,
  "raum_total": 439389039.0,
  "raum_discretionary": 391909039.0,
  "raum_non_discretionary": 47480000.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 7,
  "advisory_employees": 7,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 2500000.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 47859039.0,
      "count": 62
    },
    "pension_profit_sharing": {
      "raum": 17500000.0,
      "count": 5
    },
    "high_net_worth_individuals": {
      "raum": 371530000.0,
      "count": 126
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [
    "CO",
    "FL",
    "TX"
  ],
  "websites": [
    "https://bransonfowlkes.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/107657",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    }
  ],
  "city_as_filed": "HOUSTON",
  "url": "https://advisorcensus.com/firm/branson-fowlkes-and-co-inc-houston-tx-107657",
  "display_name": "Branson Fowlkes & Co Inc",
  "summary": "Branson Fowlkes & Co Inc is an SEC-registered investment advisory firm in Houston, TX, registered since 1993, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 23, 2026.",
  "citation": "AdvisorCensus. Branson Fowlkes & Co Inc (CRD 107657): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Branson Fowlkes & Co Inc compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Branson Fowlkes & Co Inc reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Branson Fowlkes & Co Inc located?",
      "a": "Branson Fowlkes & Co Inc's principal office is in Houston, TX, according to its Form ADV."
    },
    {
      "q": "Is Branson Fowlkes & Co Inc registered with the SEC or a state?",
      "a": "Branson Fowlkes & Co Inc is an SEC-registered investment advisory firm, registered since 1993. Status as filed: Approved. CRD 107657."
    },
    {
      "q": "How much does Branson Fowlkes & Co Inc manage?",
      "a": "Branson Fowlkes & Co Inc reports $439,389,039 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (89% discretionary)."
    },
    {
      "q": "How have Branson Fowlkes & Co Inc's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Branson Fowlkes & Co Inc: Regulatory assets under management: $300,382,379 in the October 2021 data and $439,389,039 in the October 2026 data, up 46%. Total employees: 6 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Branson Fowlkes & Co Inc serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (126); individuals (other than high net worth individuals) (62); pension and profit sharing plans (but not the plan participants or government pension plans) (5)."
    },
    {
      "q": "Does Branson Fowlkes & Co Inc report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107657"
    },
    {
      "q": "What changed in Branson Fowlkes & Co Inc's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Registered or notice-filed in CO, FL."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 300382379.0,
      "total_employees": 6,
      "filing_date": "2021-03-08"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 344938015.0,
      "total_employees": 6,
      "filing_date": "2022-02-23"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 308792000.0,
      "total_employees": 6,
      "filing_date": "2023-03-09"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 327475000.0,
      "total_employees": 6,
      "filing_date": "2024-02-29"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 407030000.0,
      "total_employees": 7,
      "filing_date": "2025-03-20"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 439389039.0,
      "total_employees": 7,
      "filing_date": "2026-03-23"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Registered or notice-filed in CO, FL."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/branson-fowlkes-and-co-inc-houston-tx-107657.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 62,
      "fewer_than_5": false,
      "raum": 47859039.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 126,
      "fewer_than_5": false,
      "raum": 371530000.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 5,
      "fewer_than_5": false,
      "raum": 17500000.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 2500000.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/107657",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}