# Brandon Financial Planning, Inc.

> Brandon Financial Planning, Inc. is an SEC-registered investment advisory firm in Memphis, TN, registered since 1982, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 18, 2026.

- CRD: 110267
- Filed as: BRANDON FINANCIAL PLANNING, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Memphis, TN
- Filing period: October 2026
- Form ADV filing dated: March 18, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/110267
- AdvisorCensus page: https://advisorcensus.com/firm/brandon-financial-planning-inc-memphis-tn-110267

## Quick answers

**How is Brandon Financial Planning, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Brandon Financial Planning, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Brandon Financial Planning, Inc. charge?**
Its Form ADV Part 2A brochure dated March 18, 2026 states: Hourly rate: $500 an hour (Financial Planning and discretionary and/or non-discretionary Investment…). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Brandon Financial Planning, Inc. located?**
Brandon Financial Planning, Inc.'s principal office is in Memphis, TN, according to its Form ADV.

**Is Brandon Financial Planning, Inc. registered with the SEC or a state?**
Brandon Financial Planning, Inc. is an SEC-registered investment advisory firm, registered since 1982. Status as filed: Approved. CRD 110267.

**How much does Brandon Financial Planning, Inc. manage?**
Brandon Financial Planning, Inc. reports $434,931,410 in regulatory assets under management in its Form ADV filing dated March 18, 2026 (6% discretionary).

**How have Brandon Financial Planning, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Brandon Financial Planning, Inc.: Regulatory assets under management: $313,227,197 in the October 2021 data and $434,931,410 in the October 2026 data, up 39%. Total employees: 3 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Brandon Financial Planning, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (133); individuals (other than high net worth individuals) (119).

**Which custodians does Brandon Financial Planning, Inc. use?**
Brandon Financial Planning, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Brandon Financial Planning, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110267

**Does Brandon Financial Planning, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated March 18, 2026 says: "Brandon Financial generally does not require an annual minimum fee or minimum asset requirement for its investment advisory services."

**What changed in Brandon Financial Planning, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $362,822,144 to $434,931,410 (+20%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 18, 2026)

- Account minimum: None

> Brandon Financial generally does not require an annual minimum fee or minimum asset requirement for its investment advisory services.

- Hourly rate: $500 an hour (Financial Planning and discretionary and/or non-discretionary Investment…)

> Hourly: $500 per hour.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $434,931,410
- Discretionary: $27,266,205
- Non-discretionary: $407,665,205

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 119 | $137,318,404 |
| High net worth individuals | 133 | $285,679,886 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $11,933,120 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1982 (43 years)
- Employees: 5 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AR, FL, GA, MS, NC, TN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- brandonplanning.com
- Facebook @p
- LinkedIn @brandon-financial-planning-inc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $313,227,197 | 3 | March 5, 2021 |
| October 2022 | $347,180,700 | 3 | February 3, 2022 |
| October 2023 | $363,572,743 | 4 | February 17, 2023 |
| October 2024 | $327,697,524 | 7 | May 8, 2024 |
| October 2025 | $362,822,144 | 6 | March 12, 2025 |
| October 2026 | $434,931,410 | 5 | March 18, 2026 |

Regulatory assets under management: $313,227,197 in the October 2021 data and $434,931,410 in the October 2026 data, up 39%.
Total employees: 3 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $362,822,144 to $434,931,410 (+20%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Brandon Financial Planning, Inc. (CRD 110267): Form ADV filing data as of October 2026.