{ "crd_number": 162492, "slug": "bramshill-investments-llc-naples-fl-162492", "primary_business_name": "BRAMSHILL INVESTMENTS, LLC", "legal_name": "BRAMSHILL INVESTMENTS, LLC", "dbas": [], "city": "Naples", "state": "FL", "country": "United States", "cbsa_code": "34940", "metro": { "cbsa_code": "34940", "common_name": "Naples", "msa_name": "Naples-Marco Island, FL", "path": "/advisors/fl/naples" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2012-03-20", "years_registered": 14, "period": "2026-10-01", "filing_date": "2026-03-17", "carried_forward": false, "raum_total": 8144494882.0, "raum_discretionary": 8144494882.0, "raum_non_discretionary": 0.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 38, "advisory_employees": 33, "client_count_bucket": null, "clients_by_type": { "charitable": { "raum": 496489486.0, "count": 92 }, "investment_companies": { "raum": 3556331646.0, "count": 8 }, "pension_profit_sharing": { "raum": 51698059.0, "count": 7 }, "other_investment_advisers": { "raum": 75668691.0, "count": 1 }, "high_net_worth_individuals": { "raum": 3169062709.0, "count": 2192 }, "pooled_investment_vehicles": { "raum": 27741662.0, "count": 6 }, "corporations_other_businesses": { "raum": 767502629.0, "count": 232 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_individuals", "portfolio_management_investment_companies" ], "wrap_fee_participant": true, "disclosure_yes_count": 0, "states_registered": [ "CA", "FL", "MA", "NJ", "NY", "PA", "TX" ], "websites": [ "https://blog.bramshillinvestments.com/BLOG", "https://bramshillinvestments.com", "https://linkedin.com/COMPANY/BRAMSHILL-INVESTMENTS-LLC-", "https://linkedin.com/IN/ARTDEGAETANO", "https://linkedin.com/IN/DEREK-PINES-47046120", "https://linkedin.com/IN/STEPHEN-SELVER-95B06B56", "https://linkedin.com/in/alexandra-chlumsky24", "https://linkedin.com/in/bridgett-steiner", "https://linkedin.com/in/brittney-van-calcar-35b1a6a3", "https://linkedin.com/in/danielle-van-calcar-a91293161", "https://linkedin.com/in/dara-frey-b5551b6a", "https://linkedin.com/in/kylejohnmcgrath", "https://linkedin.com/in/matthew-stapen-cfa-a836956", "https://linkedin.com/in/nina-udell-b231b51ba", "https://linkedin.com/in/patrickmurray7", "https://linkedin.com/in/ryanguthrie-caia" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/162492", "city_as_filed": "NAPLES", "url": "https://advisorcensus.com/firm/bramshill-investments-llc-naples-fl-162492", "display_name": "Bramshill Investments, LLC", "summary": "Bramshill Investments, LLC is an SEC-registered investment advisory firm in Naples, FL, registered since 2012, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 17, 2026.", "citation": "AdvisorCensus. Bramshill Investments, LLC (CRD 162492): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for investment companies (and business development companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Bramshill Investments, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Bramshill Investments, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "Where is Bramshill Investments, LLC located?", "a": "Bramshill Investments, LLC's principal office is in Naples, FL, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F)." }, { "q": "Is Bramshill Investments, LLC registered with the SEC or a state?", "a": "Bramshill Investments, LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 162492." }, { "q": "How much does Bramshill Investments, LLC manage?", "a": "Bramshill Investments, LLC reports $8,144,494,882 in regulatory assets under management in its Form ADV filing dated March 17, 2026 (100% discretionary)." }, { "q": "How have Bramshill Investments, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Bramshill Investments, LLC: Regulatory assets under management: $3,799,732,720 in the October 2021 data and $8,144,494,882 in the October 2026 data, up 114%. Total employees: 24 in October 2021 and 38 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Bramshill Investments, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (2,192); corporations or other businesses not listed above (232); charitable organizations (92)." }, { "q": "Which custodians does Bramshill Investments, LLC use?", "a": "Bramshill Investments, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists J.P. Morgan Securities LLC and UBS Financial Services Inc. as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Bramshill Investments, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/162492" }, { "q": "What changed in Bramshill Investments, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 31 to 33. Regulatory assets under management went from $6,923,745,332 to $8,144,494,882 (+18%). Changed its office addresses in New York, NY. Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 3799732720.0, "total_employees": 24, "filing_date": "2021-06-03" }, { "period": "2022-10-01", "regulatory_assets_under_management": 4681720191.0, "total_employees": 25, "filing_date": "2022-08-31" }, { "period": "2023-10-01", "regulatory_assets_under_management": 4465049248.0, "total_employees": 30, "filing_date": "2023-03-31" }, { "period": "2024-10-01", "regulatory_assets_under_management": 4827275029.0, "total_employees": 30, "filing_date": "2024-03-28" }, { "period": "2025-10-01", "regulatory_assets_under_management": 6923745332.0, "total_employees": 34, "filing_date": "2025-05-06" }, { "period": "2026-10-01", "regulatory_assets_under_management": 8144494882.0, "total_employees": 38, "filing_date": "2026-03-17" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 31 to 33.", "Regulatory assets under management went from $6,923,745,332 to $8,144,494,882 (+18%).", "Changed its office addresses in New York, NY.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "J.P. Morgan Securities LLC", "name_as_filed": "J.P. MORGAN SECURITIES LLC", "affiliated": false }, { "name": "UBS Financial Services Inc.", "name_as_filed": "UBS FINANCIAL SERVICES INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/bramshill-investments-llc-naples-fl-162492.md", "clients": [ { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 2192, "fewer_than_5": false, "raum": 3169062709.0 }, { "type": "investment_companies", "label": "Investment companies", "count": 8, "fewer_than_5": false, "raum": 3556331646.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 6, "fewer_than_5": false, "raum": 27741662.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 7, "fewer_than_5": false, "raum": 51698059.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 92, "fewer_than_5": false, "raum": 496489486.0 }, { "type": "other_investment_advisers", "label": "Other investment advisers", "count": 1, "fewer_than_5": false, "raum": 75668691.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 232, "fewer_than_5": false, "raum": 767502629.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/162492", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }