# Braeside Investments, LLC

> Braeside Investments, LLC is an SEC-registered investment advisory firm in Dallas, TX, registered since 2011, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 2, 2026.

- CRD: 131184
- Filed as: BRAESIDE INVESTMENTS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Dallas, TX
- Filing period: October 2026
- Form ADV filing dated: March 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/131184
- AdvisorCensus page: https://advisorcensus.com/firm/braeside-investments-llc-dallas-tx-131184

## Quick answers

**How is Braeside Investments, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Braeside Investments, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Braeside Investments, LLC located?**
Braeside Investments, LLC's principal office is in Dallas, TX, according to its Form ADV.

**Is Braeside Investments, LLC registered with the SEC or a state?**
Braeside Investments, LLC is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 131184.

**How much does Braeside Investments, LLC manage?**
Braeside Investments, LLC reports $139,434,392 in regulatory assets under management in its Form ADV filing dated March 2, 2026 (100% discretionary).

**How have Braeside Investments, LLC's assets and staff changed since 2021?**
In the Form ADV data for Braeside Investments, LLC: Regulatory assets under management: $118,905,329 in the October 2021 data and $139,434,392 in the October 2026 data, up 17%. Total employees: 4 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Braeside Investments, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (2); high net worth individuals (1).

**Which custodians does Braeside Investments, LLC use?**
Braeside Investments, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists U.S. Bank as a custodian holding 10% or more of its separately managed account assets.

**Does Braeside Investments, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/131184

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- U.S. Bank

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $139,434,392
- Discretionary: $139,434,392
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 1 | $21,497,794 |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $117,936,598 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2011 (15 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- braesidecapital.com
- LinkedIn @BRAESIDE-CAPITAL-L.P

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $118,905,329 | 4 | January 7, 2021 |
| October 2022 | $119,143,076 | 3 | July 1, 2022 |
| October 2023 | $114,276,809 | 3 | March 31, 2023 |
| October 2024 | $120,845,574 | 3 | March 29, 2024 |
| October 2025 | $127,235,556 | 3 | March 31, 2025 |
| October 2026 | $139,434,392 | 3 | March 2, 2026 |

Regulatory assets under management: $118,905,329 in the October 2021 data and $139,434,392 in the October 2026 data, up 17%.
Total employees: 4 in October 2021 and 3 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Braeside Investments, LLC (CRD 131184): Form ADV filing data as of October 2026.