{
  "crd_number": 131184,
  "slug": "braeside-investments-llc-dallas-tx-131184",
  "primary_business_name": "BRAESIDE INVESTMENTS, LLC",
  "legal_name": "BRAESIDE INVESTMENTS, LLC",
  "dbas": [],
  "city": "Dallas",
  "state": "TX",
  "country": "United States",
  "cbsa_code": "19100",
  "metro": {
    "cbsa_code": "19100",
    "common_name": "Dallas",
    "msa_name": "Dallas-Fort Worth-Arlington, TX",
    "path": "/advisors/tx/dallas"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2011-06-13",
  "years_registered": 15,
  "period": "2026-10-01",
  "filing_date": "2026-03-02",
  "carried_forward": false,
  "raum_total": 139434392.0,
  "raum_discretionary": 139434392.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 3,
  "advisory_employees": 3,
  "client_count_bucket": null,
  "clients_by_type": {
    "high_net_worth_individuals": {
      "raum": 21497794.0,
      "count": 1
    },
    "pooled_investment_vehicles": {
      "raum": 117936598.0,
      "count": 2
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "TX"
  ],
  "websites": [
    "https://braesidecapital.com",
    "https://linkedin.com/COMPANY/BRAESIDE-CAPITAL-L.P"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/131184",
  "city_as_filed": "DALLAS",
  "url": "https://advisorcensus.com/firm/braeside-investments-llc-dallas-tx-131184",
  "display_name": "Braeside Investments, LLC",
  "summary": "Braeside Investments, LLC is an SEC-registered investment advisory firm in Dallas, TX, registered since 2011, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 2, 2026.",
  "citation": "AdvisorCensus. Braeside Investments, LLC (CRD 131184): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)"
  ],
  "quick_answers": [
    {
      "q": "How is Braeside Investments, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Braeside Investments, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Braeside Investments, LLC located?",
      "a": "Braeside Investments, LLC's principal office is in Dallas, TX, according to its Form ADV."
    },
    {
      "q": "Is Braeside Investments, LLC registered with the SEC or a state?",
      "a": "Braeside Investments, LLC is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 131184."
    },
    {
      "q": "How much does Braeside Investments, LLC manage?",
      "a": "Braeside Investments, LLC reports $139,434,392 in regulatory assets under management in its Form ADV filing dated March 2, 2026 (100% discretionary)."
    },
    {
      "q": "How have Braeside Investments, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Braeside Investments, LLC: Regulatory assets under management: $118,905,329 in the October 2021 data and $139,434,392 in the October 2026 data, up 17%. Total employees: 4 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Braeside Investments, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (2); high net worth individuals (1)."
    },
    {
      "q": "Which custodians does Braeside Investments, LLC use?",
      "a": "Braeside Investments, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists U.S. Bank as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Braeside Investments, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/131184"
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 118905329.0,
      "total_employees": 4,
      "filing_date": "2021-01-07"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 119143076.0,
      "total_employees": 3,
      "filing_date": "2022-07-01"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 114276809.0,
      "total_employees": 3,
      "filing_date": "2023-03-31"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 120845574.0,
      "total_employees": 3,
      "filing_date": "2024-03-29"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 127235556.0,
      "total_employees": 3,
      "filing_date": "2025-03-31"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 139434392.0,
      "total_employees": 3,
      "filing_date": "2026-03-02"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "U.S. Bank",
      "name_as_filed": "U.S. BANK",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/braeside-investments-llc-dallas-tx-131184.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 1,
      "fewer_than_5": false,
      "raum": 21497794.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 2,
      "fewer_than_5": false,
      "raum": 117936598.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/131184",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}